DFX Intelligence
Signals
Dated events with a sourceHow events are datedEvery event names how it is dated: a filing date, a registration date or a roster snapshot.Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
325,240 events
- Rajender Guduru left the IAPD roster (last listed at Fisher Investments on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Julia Aleksandrovna Hooper left the IAPD roster (last listed at World Investment Advisors, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Nicholas Patrick Sanchez left the IAPD roster (last listed at Empower Advisory Group, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Abigail Elizabeth Bowman left the IAPD roster (last listed at Nationwide Investment Advisors, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Clinton H Hendricks left the IAPD roster (last listed at Fisher Investments on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Dylon May left the IAPD roster (last listed at Edelman Financial Engines on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Tennyson Zhu left the IAPD roster (last listed at J.P. Morgan Securities LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Cooper Joe Barrick left the IAPD roster (last listed at Empower Advisory Group, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Matthew Lawrence Hess left the IAPD roster (last listed at Lifeguide Financial Advisors, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Jordan Smith left the IAPD roster (last listed at Empower Advisory Group, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Joseph Thomas Nola left the IAPD roster (last listed at A Better Way Financial, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Keri Rose Taylor left the IAPD roster (last listed at LPL Financial LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Gregory J. Manara left the IAPD roster (last listed at Janney Montgomery Scott LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Janet Lee Baker left the IAPD roster (last listed at Cetera Investment Advisers LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Stephen Nigel Cudjoe left the IAPD roster (last listed at Vanguard Advisers, Inc. on the 2026-09-21 feed; most such exits are a gap before a new registration)
- David Durnan left the IAPD roster (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Robert Sol Epstein left the IAPD roster (last listed at Access Wealth on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Joseph R. Maul left the IAPD roster (last listed at Golden Reserve Retirement, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Jeannetta Robinson left the IAPD roster (last listed at &Partners on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Tommie Lynn Jones left the IAPD roster (last listed at Vanguard Advisers, Inc. on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Douglas Robichaud left the IAPD roster (last listed at Edward Jones on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Raymond K Jew left the IAPD roster (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Kimberly Wooden Woodson left the IAPD roster (last listed at Wells Fargo Advisors on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Jason Hicks left the IAPD roster (last listed at Mason Investment Advisory Services Inc on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Candace Gelayne Yates left the IAPD roster (last listed at Ameriprise Financial Services, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Peter Nrekic left the IAPD roster (last listed at Citizens Securities, Inc. on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Jeffrey Allen Swaim left the IAPD roster (last listed at Keystone Financial Group, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Janet Guziak left the IAPD roster (last listed at Cetera Investment Advisers LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Noel John Anderson left the IAPD roster (last listed at Tlg Advisors, Inc. on the 2026-09-21 feed; most such exits are a gap before a new registration)
- David Lee left the IAPD roster (last listed at Net Financial on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Mary Veronko left the IAPD roster (last listed at UBS Financial Services Inc. on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Julianne M Gwizdala left the IAPD roster (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Debra Ann Mahoney left the IAPD roster (last listed at Wells Fargo Advisors on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Gerald Gordon Hazel left the IAPD roster (last listed at J.P. Morgan Securities LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Ana M Riewerts left the IAPD roster (last listed at Wells Fargo Advisors on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Amy Patricia Stebbins left the IAPD roster (last listed at UBS Financial Services Inc. on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Richard Arthur Munneke left the IAPD roster (last listed at Mercer Global Advisors Inc. on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Kathryn Gates left the IAPD roster (last listed at LPL Financial LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Nicholas Miserendino left the IAPD roster (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Claudio Tarchi left the IAPD roster (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Bruce Michael Milove left the IAPD roster (last listed at Access Wealth on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Richard Louis Soares left the IAPD roster (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Kimble Milton Johnson left the IAPD roster (last listed at Centaurus Financial, Inc. on the 2026-09-21 feed; most such exits are a gap before a new registration)
- David Zimmerman left the IAPD roster (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-21 feed; most such exits are a gap before a new registration)
- John Fred Schatz left the IAPD roster (last listed at Commonwealth Financial Network on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Mary Leila Beford left the IAPD roster (last listed at Aprio Wealth Management, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Larry Gene Larson left the IAPD roster (last listed at Ameriprise Financial Services, LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Richard Timothy Cochran left the IAPD roster (last listed at Wells Fargo Advisors on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Donald Edward Callaghan left the IAPD roster (last listed at Global Strategic Nextgen Ocio on the 2026-09-21 feed; most such exits are a gap before a new registration)
- John West left the IAPD roster (last listed at Strategic Advisers LLC on the 2026-09-21 feed; most such exits are a gap before a new registration)
- Hutchison, Brandon, S appears up Argentarii, LLC's ownership chain (Schedule B, owner of Sabal Capital, LLC) (2024-11-13 to 2026-09-20)
- Sabal Capital, LLC appears as a 75% or more owner of Argentarii, LLC (Schedule A) (2024-11-13 to 2026-09-20)
- Brandon Hutchison (Founding Partner) no longer on Schedule A of Argentarii, LLC (listed 2024-11-13, absent 2026-09-20)
- Brandon Hutchison no longer listed as a 75% or more owner of Argentarii, LLC (Schedule A) (2024-11-13 to 2026-09-20)
- Argentarii PC - MM Holdings, LLC first reported on Schedule D 7.B.(1), gross assets $2.8M
- Argentarii PC - AE Holdings first reported on Schedule D 7.B.(1), gross assets $4.2M
- Argentarii PC - Hbca Holdings, LLC first reported on Schedule D 7.B.(1), gross assets $2.0M
- Argentarii PC - Wbr Holdings, LLC first reported on Schedule D 7.B.(1), gross assets $7.0M
- Argentarii PC - Rsc Holdings, LLC first reported on Schedule D 7.B.(1), gross assets $3.5M
- Argentarii PC - Z Park Holdings, LLC first reported on Schedule D 7.B.(1), gross assets $5.6M