DFX Intelligence
Signals
Dated events with a sourceHow events are datedEvery event names how it is dated: a filing date, a registration date or a roster snapshot.Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
104,164 events
- registration24 Sep 2026Advisor changed firm56 eventsAdvisor changed firm: 56 on 24 Sep 2026
- Douglas Joseph Messina left Ameriprise Financial Services, LLC for Rise Private Wealth Management (registered 2026-09-11)
- Rick Michael Chouinard left Ameriprise Financial Services, LLC for Rise Private Wealth Management (registered 2026-09-10)
- George A Reyes left Cetera Investment Advisers LLC for LPL Financial LLC (registered 2026-09-22)
- filing27 Aug 2026Private fund first reported487 eventsPrivate fund first reported: 487 on 27 Aug 2026$345M to $362M
- Aqr Flex 1 Series LLC - Series F24 first reported on Schedule D 7.B.(1), gross assets $362.0M$362M
- Pretium Residential Credit Total Return Fund - Lower Fund, LP first reported on Schedule D 7.B.(1), gross assets $361.2M$361M
- Map 856 SP, A Segregated Portfolio OF Map Institutional Spc first reported on Schedule D 7.B.(1), gross assets $361.2M$361M
- filing29 Jun 2026RAUM changederived
Evidence
- Before
- Filed at: 2025-06-30; RAUM total: 5,856,529,117
- After
- RAUM total: 12,197,552,237
- Confidence
- 100%
$6.3B - filing21 Sep 2026Private fund first reported208 eventsPrivate fund first reported: 208 on 21 Sep 2026$39.7M to $40.0M
- Mdcp Impact Nano, L.P. first reported on Schedule D 7.B.(1), gross assets $40.0M$40.0M
- Renaissance U.S. Equity Fund first reported on Schedule D 7.B.(1), gross assets $39.7M$39.7M
- Renaissance Global Markets Fund first reported on Schedule D 7.B.(1), gross assets $39.7M$39.7M
- Show all 2filing11 Sep 2026Majority owner change2 eventsMajority owner change, 2 events, on 11 Sep 2026
- registration7 Apr 2026Firm absorbed (people side)derived
Evidence
- Before
- Firm CRD: 17868; Firm name: U.S. Bancorp Investments, Inc.; Registered headcount: 10
- After
- Members: 8; Firm CRD: 14455; Firm name: U.S. Bancorp Advisors, LLC; Last left at: 2026-04-10; Share of firm: 0.8
- Confidence
- 75%
8 advisors - Show all 260filing31 Mar 2026Private fund assets change260 eventsPrivate fund assets change: 260 on 31 Mar 2026down $3.2B
- filing1 Sep 2026RAUM changederived
Evidence
- Before
- Filed at: 2026-04-27; RAUM total: 5,266,070,265
- After
- RAUM total: 8,173,568,643
- Confidence
- 100%
$2.9B - filing28 Aug 2026Private fund first reported300 eventsPrivate fund first reported: 300 on 28 Aug 2026$319M to $324M
- Pimco Trends Managed Futures Institutional Offshore Feeder Fund LP first reported on Schedule D 7.B.(1), gross assets $324.2M$324M
- Golub Capital Direct Lending Fund, L.P., Series Sl-A first reported on Schedule D 7.B.(1), gross assets $319.9M$320M
- Cvc Cordatus Opportunity Loan Fund III Designated Activity Company first reported on Schedule D 7.B.(1), gross assets $319.4M$319M
- filing26 Aug 2026Private fund first reported546 eventsPrivate fund first reported: 546 on 26 Aug 2026$382M to $392M
- 270 Growth Partners IV Spv (Offshore) LP first reported on Schedule D 7.B.(1), gross assets $391.8M$392M
- Landmark Acquisition Fund XI, L.P. first reported on Schedule D 7.B.(1), gross assets $390.5M$391M
- AP IX Connect Co-Invest Holdings Ii-A, L.P. first reported on Schedule D 7.B.(1), gross assets $384.9M$385M
- registration12 Aug 2026Team lift-outderived
Evidence
- Before
- Firm CRD: 104555; Firm name: Strategic Advisers LLC; Registered headcount: 16,819
- After
- Members: 4; Firm CRD: 7691; Firm name: Merrill Lynch, Pierce, Fenner & Smith Incorporated; Last left at: 2026-09-09; Share of firm: 0
- Confidence
- 85%
4 advisors - registration12 Aug 2026Team lift-outderived
Evidence
- Before
- Firm CRD: 105644; Firm name: Cetera Investment Advisers LLC; Registered headcount: 10,380
- After
- Members: 4; Firm CRD: 283330; Firm name: Kestra Advisory Services, LLC; Last left at: 2026-08-25; Share of firm: 0
- Confidence
- 85%
4 advisors - Show all 16filing30 Jul 2026Private fund assets change16 eventsPrivate fund assets change: 16 on 30 Jul 2026$3.2B
- Show all 2filing4 Aug 2026Majority owner change2 eventsMajority owner change, 2 events, on 4 Aug 2026
- filing4 Aug 2026Succession (Item 4)
Evidence
- After
- Acquired firm: MARSTONE LLC; Acquired firm CRD: 164810
- Confidence
- 100%
- filing4 Aug 2026Succession (Item 4)Greycourt & Co., Inc. reported succeeding to the business of Greycourt & Co., Inc. (Form ADV Item 4)
Evidence
- After
- Acquired firm: GREYCOURT & CO., INC.; Acquired firm CRD: 111936
- Confidence
- 100%
- filing4 Aug 2026Majority owner changeAshgrove Capital Holdings LLP appears as a 75% or more owner of 318191 (Schedule A) (2024-04-02 to 2026-08-04)
Evidence
- Before
- Source: extract; Filed at: 2024-04-02
- After
- Code: E; Title: partner; Change: majority owner joined; Subject: ASHGROVE CAPITAL HOLDINGS LLP; Filing id: pdf:318191:2026-08-04; Owner kind: fe; Control person: no
- Confidence
- 100%
- Show all 2filing4 Aug 2026Majority owner change2 eventsMajority owner change, 2 events, on 4 Aug 2026
- Show all 147filing30 Mar 2026Private fund assets change147 eventsPrivate fund assets change: 147 on 30 Mar 2026$3.2B
- filing8 Sep 2026Private fund first reported50 eventsPrivate fund first reported: 50 on 8 Sep 2026$125M
- Turtle Cove Topco LP first reported on Schedule D 7.B.(1), gross assets $124.7M$125M
- filing4 Sep 2026Private fund first reported132 eventsPrivate fund first reported: 132 on 4 Sep 2026$173M
- Vepf Viii Co-Invest 7-A, L.P. first reported on Schedule D 7.B.(1), gross assets $172.9M$173M
- filing12 Aug 2026Private fund first reported287 eventsPrivate fund first reported: 287 on 12 Aug 2026$3.4B
- Iconiq Strategic Partners Vii Co-Invest, L.P. (Series A) first reported on Schedule D 7.B.(1), gross assets $3.4B$3.4B
- Show all 9filing1 Jul 2026Private fund assets change9 eventsPrivate fund assets change: 9 on 1 Jul 2026$3.2B
- filing14 Sep 2026Private fund first reported141 eventsPrivate fund first reported: 141 on 14 Sep 2026$73.7M
- Arp4 LLC first reported on Schedule D 7.B.(1), gross assets $73.7M$73.7M
- filing21 Aug 2026Private fund first reported356 eventsPrivate fund first reported: 356 on 21 Aug 2026$522M
- E&F Private Equity Managers (2025) Offshore LP first reported on Schedule D 7.B.(1), gross assets $521.6M$522M
- Pev Holdings 1054 AB LLC first reported on Schedule D 7.B.(1), gross assets $522.0M$522M
- filing9 Sep 2026Private fund first reported195 eventsPrivate fund first reported: 195 on 9 Sep 2026$112M
- Sage Residential Msrof Vii Series LP first reported on Schedule D 7.B.(1), gross assets $112.3M$112M
Most important first: the last 180 days, ranked by size, recency, kind of change and evidence, with one change reported several ways folded into one line.