RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Oneamerica Securities, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Oneamerica Securities, Inc. BD affiliated | Maverick Thomas Capital state registered | Lisle, Il | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2026 |
| 3 | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Jun 26, 2026 |
| 3 | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Cantonment, Fl +1 | Affiliated broker-dealer or bank to another | Jun 26, 2026 |
| 3 | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Jun 26, 2026 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | West Columbia, Sc +1 | Affiliated broker-dealer or bank to another | Jun 26, 2026 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Atlanta, Ga +1 | Affiliated broker-dealer or bank to another | Jun 26, 2026 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Margin Advisory Group LLC state registered | Indianapolis, In | Affiliated broker-dealer or bank to a state-registered adviser | Apr 13, 2026 |
| 4 | Oneamerica Securities, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Seneca, Pa | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Merrillville, In | Affiliated broker-dealer or bank to another | May 6, 2025 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Greenwood Village, Co | Other | Feb 8, 2025 |
| 9 | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Indianapolis, In | Other | Feb 1, 2025 over 7 d |
| 2 | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Indianapolis, In | Other | Jan 6, 2025 over 11 d |
| 2 | Oneamerica Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Dec 31, 2024 |
| 4 | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Feb 15, 2023 over 1 d |
| 3 | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Feb 15, 2023 over 1 d |
| 3 | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Dec 6, 2022 over 9 d |
| 3 | Oneamerica Securities, Inc. BD affiliated | Integrity Financial Group state registered | Indianapolis, In | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2022 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Merrillville, In +1 | Affiliated broker-dealer or bank to another | Jul 25, 2022 over 11 d |
| 2 | Oneamerica Securities, Inc. BD affiliated | Better Pockets Financial state registered | Indianapolis, In | Affiliated broker-dealer or bank to a state-registered adviser | Nov 17, 2021 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Townsquare Capital, LLC mixed wealth | Indianapolis, In | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 over 6 d |
| 2 | Oneamerica Securities, Inc. BD affiliated | Independence Capital Co., Inc. independent RIA | Akron, Oh | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Coral Gables, Fl | Affiliated broker-dealer or bank to another | Dec 2, 2019 |
| 2 | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Westlake, Oh | Affiliated broker-dealer or bank to another | Jun 12, 2019 over 13 d |
| 2 | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Kennesaw, Ga +1 | Affiliated broker-dealer or bank to another | Jun 4, 2019 over 14 d |
| 2 | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Baton Rouge, La | Affiliated broker-dealer or bank to another | Jul 12, 2018 |
| 2 | Oneamerica Securities, Inc. other | Level Four Advisory Services other | Prairieville, La +1 | Other | Jul 27, 2017 |
| 2 | Oneamerica Securities, Inc. other | Level Four Advisory Services other | Baton Rouge, La | Other | Jun 9, 2017 |
| 3 | Oneamerica Securities, Inc. other | Questar Asset Management, Inc. other | Chesterfield, Mo +2 | Other | Mar 7, 2017 |
| 2 | Oneamerica Securities, Inc. other | Moloney Securities Asset Management LLC no RAUM | Franklin, Tn +1 | Other | Jul 27, 2016 |
| 2 | Oneamerica Securities, Inc. other | Esi Financial Advisors other | Crystal Lake, Il | Other | Nov 23, 2015 |