DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Nationwide Securities, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
3	Nationwide Securities, LLC no RAUM	Nationwide Investment Advisors, LLC BD affiliated	Columbus, Oh	Other	Mar 30, 2026 over 2 d
2	Nationwide Securities, LLC no RAUM	Nationwide Investment Advisors, LLC BD affiliated	Grandview Heights, Oh +1	Other	Mar 5, 2021 over 7 d
2	Nationwide Securities, LLC no RAUM	Tlg Advisors, Inc. BD affiliated	Mc Donough, Ga	Other	Jul 1, 2020
3	Nationwide Securities, LLC no RAUM	LPL Financial LLC BD affiliated	Cressona, Pa +1	Other	Dec 31, 2019
2	Nationwide Securities, LLC no RAUM	Nationwide Investment Advisors, LLC BD affiliated	Columbus, Oh	Other	Dec 31, 2019
2	Nationwide Securities, LLC no RAUM	Cambridge Investment Research Advisors, Inc. BD affiliated	Greensboro, Nc +1	Other	Dec 31, 2019
4	Nationwide Securities, LLC no RAUM	LPL Financial LLC BD affiliated	Quakertown, Pa +3	Other	Oct 3, 2019 over 13 d
2	Nationwide Securities, LLC no RAUM	Vicus Capital, Inc. independent RIA	New Milford, Pa +1	Other	Oct 1, 2019 over 1 d
2	Nationwide Securities, LLC no RAUM	United Planners' Financial Services Of America A Limited Partner independent RIA	Glen Burnie, Md +1	Other	Aug 7, 2019
2	Nationwide Securities, LLC no RAUM	Cambridge Investment Research Advisors, Inc. BD affiliated	Windsor, Nc +1	Other	Jul 31, 2019 over 1 d
2	Nationwide Securities, LLC no RAUM	Tlg Advisors, Inc. BD affiliated	Raleigh, Nc +1	Other	Jan 4, 2019 over 5 d
4	Nationwide Securities, LLC no RAUM	Cambridge Investment Research Advisors, Inc. BD affiliated	Columbus, Oh +2	Other	Oct 17, 2018 over 14 d
2	Nationwide Securities, LLC no RAUM	Cambridge Investment Research Advisors, Inc. BD affiliated	Raleigh, Nc +1	Other	Jun 1, 2018
5	Nationwide Securities, LLC no RAUM	LPL Financial LLC independent RIA	Scranton, Pa +3	Other	Apr 23, 2018 over 2 d
2	Nationwide Securities, LLC no RAUM	LPL Financial LLC independent RIA	Etters, Pa +1	Other	Mar 23, 2018
2	Nationwide Securities, LLC no RAUM	Nationwide Investment Advisors, LLC other	Columbus, Oh +1	Other	Feb 5, 2018 over 7 d
3	Nationwide Securities, LLC no RAUM	LPL Financial LLC independent RIA	Berlin, Pa	Other	Jan 29, 2018 over 1 d
2	Nationwide Securities, LLC no RAUM	LPL Financial LLC independent RIA	Sciota, Pa	Other	Dec 21, 2017
2	Nationwide Securities, LLC no RAUM	LPL Financial LLC independent RIA	Wilmington, De	Other	Nov 17, 2017
2	Nationwide Securities, LLC no RAUM	LPL Financial LLC independent RIA	North Canton, Oh	Other	Nov 17, 2017
2	Nationwide Securities, LLC no RAUM	LPL Financial LLC other	Summerville, Sc +1	Other	Dec 31, 2016

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21 teams match.derived from registration dates