RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Integrity Alliance, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Integrity Alliance, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Urbandale, Ia | Affiliated broker-dealer or bank to another | Jul 17, 2026 |
| 2 | Integrity Alliance, LLC BD affiliated | Candlelight Financial Solutions state registered | Lincoln University, Pa +1 | Affiliated broker-dealer or bank to a state-registered adviser | Apr 24, 2026 |
| 2 | Integrity Alliance, LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Urbandale, Ia | Affiliated broker-dealer or bank to another | Feb 18, 2026 |
| 3 | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Urbandale, Ia | Affiliated broker-dealer or bank to another | Jun 11, 2025 |
| 2 | Integrity Alliance, LLC BD affiliated | Benham Advisory Group state registered | Greenwood, In | Affiliated broker-dealer or bank to a state-registered adviser | Oct 25, 2024 |
| 2 | Integrity Alliance, LLC independent RIA | Creativeone Wealth, LLC independent RIA | Urbandale, Ia | RIA to RIA | Oct 19, 2021 |
| 3 | Integrity Alliance, LLC independent RIA | Ae Wealth Management, LLC independent RIA | Urbandale, Ia | RIA to RIA | Jun 12, 2018 |
| 2 | Integrity Alliance, LLC other | Securities America Advisors, Inc. other | Lancaster, Tx | Other | Jan 13, 2015 |