RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Advisory Services Network
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Advisory Services Network independent RIA | Olde Raleigh Financial Group no RAUM | Atlanta, Ga | RIA to a newly registered adviser | Jul 16, 2026 |
| 2 | Advisory Services Network independent RIA | Ascentis Wealth Management, LLC independent RIA | Frisco, Tx +1 | RIA to RIA | Jul 1, 2026 |
| 3 | Advisory Services Network independent RIA | Baytrust Wealth Management, LLC no RAUM | Tampa, Fl +1 | RIA to a newly registered adviser | Dec 31, 2025 |
| 5 | Advisory Services Network independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | Gainesville, Ga | RIA to affiliated broker-dealer or bank | May 20, 2025 over 1 d |
| 2 | Advisory Services Network independent RIA | Modern Wealth Management, LLC independent RIA | Atlanta, Ga | RIA to RIA | Dec 20, 2024 |
| 2 | Advisory Services Network independent RIA | Roxbury Financial no RAUM | Mount Arlington, Nj | RIA to a newly registered adviser | Jun 28, 2024 |
| 2 | Advisory Services Network independent RIA | Atlas Investment Advisors independent RIA | St Simons Island, Ga | RIA to RIA | Jun 30, 2023 |
| 3 | Advisory Services Network independent RIA | Infinity Advisory Group independent RIA | Atlanta, Ga | RIA to RIA | Jun 29, 2023 |
| 2 | Advisory Services Network independent RIA | River City Wealth Management no RAUM | Atlanta, Ga | RIA to a newly registered adviser | Jul 1, 2021 |
| 3 | Advisory Services Network independent RIA | Palatine Hill Wealth Management no RAUM | Atlanta, Ga | RIA to a newly registered adviser | Oct 9, 2019 |
| 3 | Advisory Services Network independent RIA | Cannon Advisors independent RIA | Atlanta, Ga | RIA to RIA | Jun 25, 2018 |