RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Gradient Advisors, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Gradient Advisors, LLC independent RIA | Reliance Asset Management LLC state registered | Davison, Mi | RIA to a state-registered adviser | Aug 3, 2026 |
| 2 | Gradient Advisors, LLC independent RIA | Gradient Investments, LLC independent RIA | Shoreview, Mn +1 | RIA to RIA | Dec 18, 2025 over 13 d |
| 2 | Gradient Advisors, LLC independent RIA | Gradient Investments, LLC independent RIA | Arden Hills, Mn | RIA to RIA | Jun 19, 2025 |
| 2 | Gradient Advisors, LLC independent RIA | A5 Financial LLC state registered | Bothell, Wa | RIA to a state-registered adviser | Apr 15, 2025 |
| 5 | Gradient Advisors, LLC independent RIA | Simple Financial, LLC state registered | Arden Hills, Mn | RIA to a state-registered adviser | Dec 31, 2022 |
| 2 | Gradient Advisors, LLC independent RIA | Creativeone Wealth, LLC independent RIA | Arden Hills, Mn | RIA to RIA | Oct 9, 2018 over 7 d |
| 2 | Gradient Advisors, LLC other | Strategic Wealth Advisors Group, Inc. independent RIA | Arden Hills, Mn | Other | Dec 31, 2016 over 4 d |
| 2 | Gradient Advisors, LLC other | Provision Asset, LLC independent RIA | Arden Hills, Mn | Other | Jan 18, 2016 over 9 d |
| 2 | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Oakdale, Me +1 | Other | Mar 18, 2015 over 9 d |
| 16 | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Arden Hills, Mn +1 | Other | Feb 24, 2015 over 63 d |
| 8 | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Arden Hills, Mn | Other | Jan 23, 2015 over 12 d |