RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Huntington Financial Advisors
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Huntington Financial Advisors BD affiliated | Key Investment Services LLC BD affiliated | Cincinnati, Oh +1 | Affiliated broker-dealer or bank to another | Apr 13, 2026 |
| 2 | Huntington Financial Advisors BD affiliated | LPL Financial LLC BD affiliated | Mentor, Oh | Affiliated broker-dealer or bank to another | Jun 18, 2025 over 5 d |
| 3 | Huntington Financial Advisors BD affiliated | Onedigital institutional | Columbus, Oh | Other | Jul 6, 2023 over 1 d |
| 2 | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Dublin, Oh +1 | Affiliated broker-dealer or bank to another | May 17, 2023 over 1 d |
| 2 | Huntington Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Columbus, Oh | Affiliated broker-dealer or bank to wirehouse | Jan 4, 2023 over 2 d |
| 3 | Huntington Financial Advisors BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Lagrange, Oh +2 | Affiliated broker-dealer or bank to another | Sep 27, 2021 over 17 d |
| 2 | Huntington Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Columbus, Oh | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2021 |
| 2 | Huntington Financial Advisors BD affiliated | Morgan Stanley wirehouse | Cincinnati, Oh +1 | Affiliated broker-dealer or bank to wirehouse | Jan 19, 2021 over 6 d |
| 2 | Huntington Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | New Middletown, Oh +1 | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2018 over 14 d |
| 3 | Huntington Financial Advisors other | LPL Financial LLC independent RIA | Bowling Green, Oh +2 | Other | Feb 2, 2018 over 12 d |
| 2 | Huntington Financial Advisors other | Citizens Securities, Inc. other | Lagrange, Oh +1 | Other | Apr 26, 2017 over 12 d |
| 2 | Huntington Financial Advisors other | LPL Financial LLC other | Clinton Twp, Mi +1 | Other | May 13, 2016 |
| 2 | Huntington Financial Advisors other | Stratos Wealth Partners, Ltd other | Canfield, Oh +1 | Other | Jan 5, 2016 |