RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left First Horizon Advisors, Inc
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 5 | First Horizon Advisors, Inc mixed wealth | LPL Financial LLC BD affiliated | Memphis, Tn +2 | RIA to affiliated broker-dealer or bank | Sep 29, 2025 over 4 d |
| 4 | First Horizon Advisors, Inc mixed wealth | First Tennessee Advisory Services, Inc. other | Memphis, Tn +3 | Other | Sep 29, 2025 over 3 d |
| 50 Large transfer | First Horizon Advisors, Inc mixed wealth | First Tennessee Advisory Services, Inc. other | Memphis, Tn +17 | Other | Aug 21, 2025 over 1 d |
| 3 | First Horizon Advisors, Inc mixed wealth | Wells Fargo Advisors wirehouse | Metairie, La | RIA to wirehouse | Oct 15, 2024 |
| 3 | First Horizon Advisors, Inc mixed wealth | Newedge Advisors BD affiliated | Memphis, Tn | RIA to affiliated broker-dealer or bank | Oct 6, 2022 |
| 9 | First Horizon Advisors, Inc mixed wealth | Raymond James Financial Services Advisors, Inc BD affiliated | Memphis, Tn +3 | RIA to affiliated broker-dealer or bank | Aug 11, 2022 over 1 d |
| 3 | First Horizon Advisors, Inc mixed wealth | First Tennessee Advisory Services, Inc. other | Memphis, Tn +1 | Other | Aug 11, 2022 over 1 d |
| 2 | First Horizon Advisors, Inc mixed wealth | LPL Financial LLC independent RIA | Knoxville, Tn | RIA to RIA | Feb 22, 2019 |