RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Wedbush Securities Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Denver, Co | Affiliated broker-dealer or bank to another | May 21, 2026 |
| 2 | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Pasadena, Ca | Affiliated broker-dealer or bank to another | Apr 16, 2026 |
| 3 | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Houston, Tx | Affiliated broker-dealer or bank to another | Aug 13, 2025 |
| 2 | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Pasadena, Ca | Affiliated broker-dealer or bank to another | Aug 13, 2025 |
| 2 | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Newport Beach, Ca | Affiliated broker-dealer or bank to another | Jun 5, 2025 |
| 3 | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Malibu, Ca +2 | Affiliated broker-dealer or bank to another | May 19, 2025 |
| 3 | Wedbush Securities Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Los Angeles, Ca | Affiliated broker-dealer or bank to another | Dec 15, 2024 |
| 3 | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Sacramento, Ca | Affiliated broker-dealer or bank to another | Oct 7, 2024 |
| 3 | Wedbush Securities Inc. BD affiliated | Equitable Advisors, LLC national BD | Los Angeles, Ca | Affiliated broker-dealer or bank to another | Oct 7, 2024 |
| 2 | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Ramona, Ca +1 | Affiliated broker-dealer or bank to another | Aug 26, 2024 over 6 d |
| 3 | Wedbush Securities Inc. BD affiliated | Wells Fargo Advisors wirehouse | Los Angeles, Ca | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2024 |
| 2 | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Huntington Beac, Ca +1 | Affiliated broker-dealer or bank to another | Jul 11, 2023 |
| 2 | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Los Angeles, Ca | Affiliated broker-dealer or bank to another | May 19, 2023 |
| 2 | Wedbush Securities Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Fairbanks, Ak | Affiliated broker-dealer or bank to another | Oct 2, 2020 |
| 2 | Wedbush Securities Inc. other | Buttonwood Tree Management, LLC unclassified | San Diego, Ca | Other | Dec 12, 2016 |
| 2 | Wedbush Securities Inc. other | Ameriprise Financial Services, LLC national BD | Glendale, Az | Other | Nov 22, 2016 |
| 3 | Wedbush Securities Inc. other | Benjamin F. Edwards & Company, Incorporated other | Concord, Nh +1 | Other | Oct 14, 2016 |
| 2 | Wedbush Securities Inc. other | Bridgelight Capital LLC other | Phoenix, Az | Other | Oct 5, 2015 |