RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Tlg Advisors, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Birmingham, Al | Affiliated broker-dealer or bank to another | Dec 2, 2024 |
| 4 | Ameritas Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Los Angeles, Ca | Affiliated broker-dealer or bank to another | Jun 6, 2024 over 4 d |
| 6 | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Fort Wayne, In | Affiliated broker-dealer or bank to another | May 8, 2024 |
| 2 | Mas Advisors LLC institutional | Tlg Advisors, Inc. BD affiliated | Collerville, Tn +1 | Other | Apr 12, 2023 |
| 2 | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Houston, Tx | Affiliated broker-dealer or bank to another | Dec 31, 2021 |
| 2 | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Portland, Or | Affiliated broker-dealer or bank to another | Jul 16, 2021 over 3 d |
| 2 | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Mc Donough, Ga | Other | Jul 1, 2020 |
| 4 | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to another | May 2, 2019 |
| 2 | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Sacramento, Ca | Affiliated broker-dealer or bank to another | May 2, 2019 |
| 2 | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Ann Arbor, Mi | Affiliated broker-dealer or bank to another | May 2, 2019 |
| 2 | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Raleigh, Nc +1 | Other | Jan 4, 2019 over 5 d |
| 3 | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Dec 31, 2018 |
| 2 | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Portland, Or | Affiliated broker-dealer or bank to another | Dec 31, 2018 |
| 2 | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Warrington, Pa | Other | Jan 11, 2017 |