DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

SUSTAINABLE GROWTH ADVISERS, LP

CRD 127447

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14940e1d-52c8-5fb2-50ea-e28b9f05d9c8

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 7
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.9 institutional_share=0.08 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $17BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17B
Private client RAUM: $193MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 33
Advisory employees: 18
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 66
Individual clients: 160
High net worth clients: 10
SEC number: 801-62151
CIK: 1290668
CRD: 127447
Filings on the tape: 31
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Limited Partnership, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALLAWAY, DANIEL, COLE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2015	Dec 9, 2015	Jul 24, 2024
Gupta, Hrishikesh	PRINCIPAL & EXECUTIVE COMMITTEE MEMBER	Na	yes	07/2024	Jul 24, 2024	Jul 24, 2024
RAO, KISHORE, D	PRINCIPAL & EXECUTIVE COMMITTEE MEMBER	Na	yes	07/2023	Mar 29, 2012	Jul 24, 2024
ROHN, ROBERT, LAWRENCE	PRINCIPAL & EXECUTIVE COMMITTEE MEMBER	Na	yes	11/2003	Mar 29, 2012	Jul 24, 2024
SEUFFERT, PETER, JOSEPH	CHIEF OPERATING OFFICER	Na	yes	02/2014	Mar 31, 2014	Jul 24, 2024
SGIA, LLC	GENERAL PARTNER	Na	yes	05/2003	Mar 29, 2012	Jul 24, 2024
VIRTUS INVESTMENT PARTNERS, INC.	SOLE SHAREHOLDER	E	yes	11/2008	Jul 31, 2018	Jul 24, 2024
VIRTUS PARTNERS, INC.	Shareholder	D	yes	07/2018	Jul 31, 2018	Jul 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VIRTUS INVESTMENT ADVISERS, INC.	n/a	Asset manager	$52B	N	yes	n/a
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC	n/a	Mixed wealth	$39B	N	yes	n/a
VIRTUS FIXED INCOME ADVISERS, LLC	n/a	Other adviser	$35B	N	yes	n/a
DUFF & PHELPS INVESTMENT MANAGEMENT CO.	n/a	Asset manager	$13B	N	yes	n/a
CEREDEX VALUE ADVISORS LLC	n/a	Other adviser	$3.4B	N	yes	n/a
ALPHASIMPLEX GROUP, LLC	n/a	Asset manager	$3.1B	N	yes	n/a
SILVANT CAPITAL MANAGEMENT LLC	n/a	Asset manager	$3.0B	N	yes	n/a
NFJ INVESTMENT GROUP, LLC	n/a	Asset manager	$3.0B	N	yes	n/a
WESTCHESTER CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$2.9B	N	yes	n/a
VIRTUS FUND ADVISERS, LLC	n/a	Other adviser	$1.5B	N	yes	n/a
VIRTUS ETF ADVISERS LLC	n/a	Other adviser	$1.4B	N	yes	n/a
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.	n/a	Asset manager	$1.1B	N	yes	n/a
SEIX CLO MANAGEMENT LLC	n/a	Asset manager	$336M	N	yes	n/a
WESTCHESTER CAPITAL PARTNERS, LLC	n/a	Asset manager	$34.2M	N	yes	n/a
SEIX CLO MANAGEMENT GP LLC	n/a	n/a	n/a	N	yes	n/a
VIRTUS GLOBAL PARTNERS PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
VIRTUS INTERNATIONAL MANAGEMENT LLP	n/a	n/a	n/a	N	yes	n/a
VP DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	1	no
Sydney	n/a	Australia	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$17B	$17B	33	18	2	n/a	n/a
2024	Mar 28, 2025	$22B	$22B	34	17	2	n/a	n/a
2023	Mar 27, 2024	$24B	$24B	33	16	2	n/a	n/a
2022	Mar 30, 2023	$18B	$18B	35	18	2	n/a	n/a
2021	Mar 31, 2022	$23B	$23B	32	16	2	n/a	n/a
2020	Mar 30, 2021	$19B	$19B	30	15	1	n/a	n/a
2019	Mar 27, 2020	$12B	$12B	29	15	1	n/a	n/a
2018	Mar 29, 2019	$9.1B	$9.1B	24	12	0	n/a	n/a
2017	Mar 28, 2018	$10.0B	$10.0B	24	12	0	n/a	n/a
2016	Jan 31, 2017	$5.7B	$5.7B	23	9	n/a	n/a	n/a
2015	Mar 15, 2016	$6.0B	$5.1B	21	9	n/a	n/a	n/a
2014	Mar 30, 2015	$5.9B	$5.1B	20	9	n/a	n/a	n/a
2013	Mar 31, 2014	$6.0B	$5.4B	18	9	n/a	n/a	n/a
2012	Mar 27, 2013	$4.5B	$4.3B	15	7	n/a	n/a	n/a
2011	Mar 29, 2012	$2.7B	$2.7B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$17B	$22B	-24.7%	$18B	-3.3%	33	34	2	2

Relationships

Affiliated with (33)

← VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← WESTCHESTER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← SEIX CLO MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, common control
factForm ADV
→ KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, common control
factForm ADV
→ VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTCHESTER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ VIRTUS ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SEIX CLO MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NFJ INVESTMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS ADVISERS, LLCRegistered adviserother investment adviser
factForm ADV
← NFJ INVESTMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← STONE HARBOR INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NEWFLEET ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
and 3 more

Controls (8)

← SEUFFERT, PETER, JOSEPHOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2014 to Jul 24, 2024factForm ADV
← ROHN, ROBERT, LAWRENCEOwnerPRINCIPAL & EXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 29, 2012 to Jul 24, 2024factForm ADV
← CALLAWAY, DANIEL, COLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 9, 2015 to Jul 24, 2024factForm ADV
← RAO, KISHORE, DOwnerPRINCIPAL & EXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 29, 2012 to Jul 24, 2024factForm ADV
← Gupta, HrishikeshOwnerPRINCIPAL & EXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Jul 24, 2024 to Jul 24, 2024factForm ADV
← SGIA, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 29, 2012 to Jul 24, 2024factForm ADV
← VIRTUS INVESTMENT PARTNERS, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jul 31, 2018 to Jul 24, 2024factForm ADV
← VIRTUS PARTNERS, INC.OwnerSHAREHOLDER, ownership code D, domestic entity
Jul 31, 2018 to Jul 24, 2024factForm ADV

Dated events

Occurred
Jul 24, 2024
Control person joined
Hrishikesh Gupta (Principal & Executive Committee Member) appeared on Schedule A of Sustainable Growth Advisers, Lp
Form ADVobserved 4 days ago
Occurred
Jul 24, 2024
Control person left
Patrice George Fraise (Principal & Executive Committee Member) no longer on Schedule A of Sustainable Growth Advisers, Lp (listed 2024-03-27, absent 2024-07-24)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
Sustainable Growth Advisers, Lp reported RAUM $23.9B, up 30% from $18.4B (2023-07-25 to 2024-03-27)
Form ADVobserved 4 days ago
$5.5B
Occurred
Jul 25, 2023
Control person left
Michael Gordon Marchand (Principal & Executive Committee Member) no longer on Schedule A of Sustainable Growth Advisers, Lp (listed 2023-03-30, absent 2023-07-25)
Form ADVobserved 4 days ago
Occurred
Jul 25, 2023
Control person joined
D Kishore Rao (Principal & Executive Committee Member) appeared on Schedule A of Sustainable Growth Advisers, Lp
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Sustainable Growth Advisers, Lp reported RAUM $18.8B, up 52% from $12.3B (2020-06-12 to 2021-03-30)
Form ADVobserved 4 days ago
$6.4B
Occurred
Mar 27, 2020
Regulatory AUM changed
Sustainable Growth Advisers, Lp reported RAUM $12.3B, up 36% from $9.1B (2019-03-29 to 2020-03-27)
Form ADVobserved 4 days ago
$3.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14940e1d-52c8-5fb2-50ea-e28b9f05d9c8
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUSTAINABLE GROWTH ADVISERS, LP

CRD 127447

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14940e1d-52c8-5fb2-50ea-e28b9f05d9c8

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALLAWAY, DANIEL, COLE

CHIEF COMPLIANCE OFFICER

yes

11/2015

Dec 9, 2015

Jul 24, 2024

Gupta, Hrishikesh

PRINCIPAL & EXECUTIVE COMMITTEE MEMBER

yes

07/2024

Jul 24, 2024

RAO, KISHORE, D

PRINCIPAL & EXECUTIVE COMMITTEE MEMBER

yes

07/2023

Mar 29, 2012

Jul 24, 2024

ROHN, ROBERT, LAWRENCE

PRINCIPAL & EXECUTIVE COMMITTEE MEMBER

yes

11/2003

Mar 29, 2012

Jul 24, 2024

SEUFFERT, PETER, JOSEPH

CHIEF OPERATING OFFICER

yes

02/2014

Mar 31, 2014

Jul 24, 2024

SGIA, LLC

GENERAL PARTNER

yes

05/2003

Mar 29, 2012

Jul 24, 2024

VIRTUS INVESTMENT PARTNERS, INC.

SOLE SHAREHOLDER

yes

11/2008

Jul 31, 2018

Jul 24, 2024

VIRTUS PARTNERS, INC.

Shareholder

yes

07/2018

Jul 31, 2018

Jul 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VIRTUS INVESTMENT ADVISERS, INC.

n/a

Asset manager

$52B

yes

n/a

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

n/a

Mixed wealth

$39B

yes

n/a

VIRTUS FIXED INCOME ADVISERS, LLC

n/a

Other adviser

$35B

yes

n/a

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

n/a

Asset manager

$13B

yes

n/a

CEREDEX VALUE ADVISORS LLC

n/a

Other adviser

$3.4B

yes

n/a

ALPHASIMPLEX GROUP, LLC

n/a

Asset manager

$3.1B

yes

n/a

SILVANT CAPITAL MANAGEMENT LLC

n/a

Asset manager

$3.0B

yes

n/a

NFJ INVESTMENT GROUP, LLC

n/a

Asset manager

$3.0B

yes

n/a

WESTCHESTER CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$2.9B

yes

n/a

VIRTUS FUND ADVISERS, LLC

n/a

Other adviser

$1.5B

yes

n/a

VIRTUS ETF ADVISERS LLC

n/a

Other adviser

$1.4B

yes

n/a

VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.

n/a

Asset manager

$1.1B

yes

n/a

SEIX CLO MANAGEMENT LLC

n/a

Asset manager

$336M

yes

n/a

WESTCHESTER CAPITAL PARTNERS, LLC

n/a

Asset manager

$34.2M

yes

n/a

SEIX CLO MANAGEMENT GP LLC

n/a

yes

n/a

VIRTUS GLOBAL PARTNERS PTE. LTD.

n/a

yes

n/a

VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED

n/a

yes

n/a

VIRTUS INTERNATIONAL MANAGEMENT LLP

n/a

yes

n/a

VP DISTRIBUTORS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Sydney

n/a

Australia

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$17B

n/a

2024

Mar 28, 2025

$22B

n/a

2023

Mar 27, 2024

$24B

n/a

2022

Mar 30, 2023

$18B

n/a

2021

Mar 31, 2022

$23B

n/a

2020

Mar 30, 2021

$19B

n/a

2019

Mar 27, 2020

$12B

n/a

2018

Mar 29, 2019

$9.1B

n/a

2017

Mar 28, 2018

$10.0B

n/a

2016

Jan 31, 2017

$5.7B

n/a

2015

Mar 15, 2016

$6.0B

$5.1B

n/a

2014

Mar 30, 2015

$5.9B

$5.1B

n/a

2013

Mar 31, 2014

$6.0B

$5.4B

n/a

2012

Mar 27, 2013

$4.5B

$4.3B

n/a

2011

Mar 29, 2012

$2.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$17B

$22B

-24.7%

$18B

-3.3%