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CRD 138960
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT | Na | yes | 01/2022 | Jan 10, 2022 | Apr 22, 2022 |
| AYLWARD, GEORGE, ROBERT | President | Na | yes | 01/2022 | Jan 10, 2022 | Apr 22, 2022 |
| CRAIGE, JAMES, EDMON | CO-CHIEF INVESTMENT OFFICER | Na | yes | 12/2018 | Jan 7, 2019 | Apr 22, 2022 |
| HILLS, WENDY, JACQUELINE | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | Na | yes | 01/2022 | Jan 10, 2022 | Apr 22, 2022 |
| RECUPERO, DARREN, PHILLIP | CHIEF OPERATIONS OFFICER | Na | yes | 07/2019 | Mar 27, 2014 | Apr 22, 2022 |
| SCOTT, JEFFREY, STUART | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2006 | Mar 30, 2012 | Apr 22, 2022 |
| SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT | Na | yes | 01/2022 | Jan 10, 2022 | Apr 22, 2022 |
| VIRTUS INVESTMENT PARTNERS, INC. | SOLE SHAREHOLDER | E | yes | 01/2022 | Jan 10, 2022 | Apr 22, 2022 |
| VIRTUS PARTNERS, INC. | SOLE MEMBER | E | yes | 01/2022 | Jan 10, 2022 | Apr 22, 2022 |
| WILBY, PETER, JOHN | CO-CHIEF INVESTMENT OFFICER AND VICE CHAIR | Na | yes | 12/2005 | Mar 30, 2012 | Apr 22, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | n/a | Asset manager | $52B | N | yes | n/a |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | n/a | Mixed wealth | $39B | N | yes | n/a |
| SEIX INVESTMENT ADVISORS LLC | n/a | Other adviser | $35B | N | yes | n/a |
| SUSTAINABLE GROWTH ADVISERS, LP | n/a | Asset manager | $17B | N | yes | n/a |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | n/a | Asset manager | $13B | N | yes | n/a |
| NEWFLEET ASSET MANAGEMENT, LLC | n/a | Former SEC adviser | $10B | N | yes | n/a |
| CEREDEX VALUE ADVISORS LLC | n/a | Other adviser | $3.4B | N | yes | n/a |
| SILVANT CAPITAL MANAGEMENT LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| NFJ INVESTMENT GROUP, LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | n/a | Asset manager | $2.9B | N | yes | n/a |
| VIRTUS FUND ADVISERS, LLC | n/a | Other adviser | $1.5B | N | yes | n/a |
| VIRTUS ETF ADVISERS LLC | n/a | Other adviser | $1.4B | N | yes | n/a |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | n/a | Asset manager | $1.1B | N | yes | n/a |
| SEIX CLO MANAGEMENT LLC | n/a | Asset manager | $336M | N | yes | n/a |
| WESTCHESTER CAPITAL PARTNERS, LLC | n/a | Asset manager | $34.2M | N | yes | n/a |
| STONE HARBOR INVESTMENT PARTNERS (UK) LLP | n/a | n/a | n/a | Y | yes | n/a |
| STONE HARBOR INVESTMENT PARTNERS LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| STONE HARBOR INVESTMENT PARTNERS PTE. LTD. | n/a | n/a | n/a | Y | yes | n/a |
| VP DISTRIBUTORS LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | 10 | no |
| Singapore | n/a | Singapore | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 31, 2022 | $15B | $15B | 83 | 31 | 2 | 5 | $1.9B |
| 2020 | Mar 31, 2021 | $17B | $17B | 103 | 33 | 2 | 6 | $2.5B |
| 2019 | Mar 30, 2020 | $21B | $20B | 107 | 32 | 4 | 7 | $3.7B |
| 2018 | Mar 29, 2019 | $26B | $26B | 129 | 49 | 4 | 8 | $6.3B |
| 2017 | Mar 29, 2018 | $34B | $34B | 132 | 49 | 4 | 8 | $9.3B |
| 2016 | Mar 30, 2017 | $36B | $36B | 138 | 48 | n/a | 8 | $10B |
| 2015 | Mar 30, 2016 | $39B | $39B | 145 | 37 | n/a | 9 | $12B |
| 2014 | Mar 30, 2015 | $57B | $57B | 148 | 38 | n/a | 8 | $16B |
| 2013 | Mar 27, 2014 | $62B | $62B | 141 | 35 | n/a | 10 | $17B |
| 2012 | Mar 28, 2013 | $63B | $63B | 129 | 35 | n/a | 2 | $11B |
| 2011 | Mar 30, 2012 | $40B | $40B | n/a | n/a | n/a | 1 | $1.5B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $15B | $17B | -11.5% | $26B | -17.3% | 83 | 103 | 2 | 2 |