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CRD 107296
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KATHLEEN LOUISE HEGYI | n/a | CHICAGO, IL | 4 | 34 | 3 | yes |
| LAUREN EVE MATZ | n/a | CHICAGO, IL | 2 | 10 | 1 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| DUFF & PHELPS REAL ESTATE SECURITIES TRUST | Other Private Fund | $47.4M | May 10, 2013 | 17 | Mar 29, 2012 | dropped | 021-116345 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANGERTHAL, MICHAEL, AARON | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | Na | yes | 05/2010 | Dec 21, 2011 | Nov 22, 2024 |
| AYLWARD, GEORGE, ROBERT | DIRECTOR AND CHAIRMAN | Na | yes | 11/2008 | Dec 21, 2011 | Nov 22, 2024 |
| DYBAS, GEOFFREY, PETER | EXECUTIVE MANAGING DIRECTOR | Na | yes | 03/2017 | Dec 21, 2011 | Nov 22, 2024 |
| ENOCHS, PHILLIP, EDWARD | EXECUTIVE MANAGING DIRECTOR | Na | yes | 05/2024 | Nov 22, 2024 | Nov 22, 2024 |
| GRUMHAUS, DAVID, DEAN | DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER | Na | yes | 01/2021 | Mar 28, 2014 | Nov 22, 2024 |
| HEGYI, KATHLEEN, LOUISE | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2022 | Sep 22, 2022 | Nov 22, 2024 |
| PETRISKO, DANIEL, JOHN | EXECUTIVE MANAGING DIRECTOR | Na | yes | 03/2017 | Dec 21, 2011 | Nov 22, 2024 |
| PURKALITIS, ANDRA, CYNTHIA | CHIEF LEGAL OFFICER | Na | yes | 11/2023 | Dec 11, 2023 | Nov 22, 2024 |
| VIRTUS INVESTMENT PARTNERS, INC. | INDIRECT SHAREHOLDER | E | yes | 11/2008 | Dec 21, 2011 | Nov 22, 2024 |
| VIRTUS PARTNERS, INC. (DIRECT OWNER - DPIM'S OUTSTANDING STOCK) | Shareholder | E | yes | 11/1995 | Dec 21, 2011 | Nov 22, 2024 |
| WITTWER, STEVEN, GLENN | EXECUTIVE MANAGING DIRECTOR | Na | yes | 03/2022 | Feb 3, 2020 | Nov 22, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | n/a | Asset manager | $52B | N | yes | n/a |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | n/a | Mixed wealth | $39B | N | yes | n/a |
| VIRTUS FIXED INCOME ADVISERS, LLC | n/a | Other adviser | $35B | N | yes | n/a |
| SUSTAINABLE GROWTH ADVISERS, LP | n/a | Asset manager | $17B | N | yes | n/a |
| CEREDEX VALUE ADVISORS LLC | n/a | Other adviser | $3.4B | N | yes | n/a |
| ALPHASIMPLEX GROUP, LLC | n/a | Asset manager | $3.1B | N | yes | n/a |
| SILVANT CAPITAL MANAGEMENT LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| NFJ INVESTMENT GROUP, LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | n/a | Asset manager | $2.9B | N | yes | n/a |
| VIRTUS FUND ADVISERS, LLC | n/a | Other adviser | $1.5B | N | yes | n/a |
| VIRTUS ETF ADVISERS LLC | n/a | Other adviser | $1.4B | N | yes | n/a |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | n/a | Asset manager | $1.1B | N | yes | n/a |
| SEIX CLO MANAGEMENT LLC | n/a | Asset manager | $336M | Y | yes | n/a |
| WESTCHESTER CAPITAL PARTNERS, LLC | n/a | Asset manager | $34.2M | N | yes | n/a |
| SEIX CLO MANAGEMENT GP LLC | n/a | n/a | n/a | N | yes | n/a |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | n/a | n/a | n/a | N | yes | n/a |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| VP DISTRIBUTORS LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Orlando | FL | United States | 3 | no |
| Leawood | Ks | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 17, 2026 | $13B | $13B | 53 | 26 | 2 | n/a | n/a |
| 2024 | Mar 28, 2025 | $12B | $12B | 55 | 26 | 2 | n/a | n/a |
| 2023 | Mar 28, 2024 | $12B | $12B | 54 | 28 | 2 | n/a | n/a |
| 2022 | Apr 3, 2023 | $12B | $12B | 50 | 23 | 1 | n/a | n/a |
| 2021 | Mar 29, 2022 | $12B | $12B | 48 | 21 | 1 | n/a | n/a |
| 2020 | Apr 13, 2021 | $11B | $11B | 48 | 21 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $11B | $11B | 51 | 24 | 1 | n/a | n/a |
| 2018 | Mar 27, 2019 | $9.0B | $9.0B | 54 | 23 | 2 | n/a | n/a |
| 2017 | Mar 28, 2018 | $10B | $10B | 56 | 23 | 2 | n/a | n/a |
| 2016 | Mar 30, 2017 | $10B | $10B | 51 | 25 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $9.2B | $9.2B | 45 | 23 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $11B | $11B | 44 | 23 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $9.2B | $9.2B | 43 | 21 | n/a | n/a | n/a |
| 2012 | Mar 18, 2013 | $8.9B | $8.9B | 39 | 20 | n/a | 1 | $47.4M |
| 2011 | Mar 29, 2012 | $8.6B | $8.6B | n/a | n/a | n/a | 1 | $31.7M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $13B | $12B | 4.2% | $12B | 2.0% | 53 | 55 | 2 | 2 |