DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC

CRD 143732

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb869fec-6ebb-d0e0-be4e-a4ea3ca10dc0

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 12
On other graphs: 0
Observed: Mar 30, 2012 to Jun 30, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
SEC number: 801-67924
CIK: 1591068
CRD: 143732
Filings on the tape: 27
First filed: Mar 30, 2012
Latest filed: Jun 30, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANGERTHAL, MICHAEL, AARON	DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER	Na	yes	06/2009	Mar 30, 2012	Mar 26, 2024
AYLWARD, GEORGE, ROBERT	DIRECTOR AND PRESIDENT	Na	yes	11/2013	Mar 30, 2012	Mar 26, 2024
PURKALITIS, ANDRA, CYNTHIA	EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER	Na	yes	11/2023	Nov 29, 2023	Mar 26, 2024
SMIRL, RICHARD, WILLIAM	EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER	Na	yes	05/2021	Mar 24, 2022	Mar 26, 2024
VIRTUS INVESTMENT PARTNERS, INC.	Shareholder	E	yes	11/2008	Mar 30, 2012	Mar 26, 2024
VIRTUS PARTNERS, INC.	Shareholder	E	yes	03/2007	Mar 30, 2012	Mar 26, 2024
HANLEY, DAVID, GEORGE	VICE PRESIDENT AND ASSISTANT TREASURER	Na	no	06/2009	Mar 30, 2012	Mar 26, 2024
PERSAUD, CHETRAM	CHIEF COMPLIANCE OFFICER	Na	no	04/2014	May 1, 2014	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VIRTUS INVESTMENT ADVISERS, INC.	n/a	Asset manager	$52B	N	yes	n/a
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC	n/a	Mixed wealth	$39B	N	yes	n/a
VIRTUS FIXED INCOME ADVISERS, LLC	n/a	Other adviser	$35B	N	yes	n/a
SUSTAINABLE GROWTH ADVISERS, LP	n/a	Asset manager	$17B	N	yes	n/a
DUFF & PHELPS INVESTMENT MANAGEMENT CO.	n/a	Asset manager	$13B	N	yes	n/a
CEREDEX VALUE ADVISORS LLC	n/a	Other adviser	$3.4B	N	yes	n/a
ALPHASIMPLEX GROUP, LLC	n/a	Asset manager	$3.1B	N	yes	n/a
SILVANT CAPITAL MANAGEMENT LLC	n/a	Asset manager	$3.0B	N	yes	n/a
NFJ INVESTMENT GROUP, LLC	n/a	Asset manager	$3.0B	N	yes	n/a
WESTCHESTER CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$2.9B	N	yes	n/a
VIRTUS FUND ADVISERS, LLC	n/a	Other adviser	$1.5B	N	yes	n/a
VIRTUS ETF ADVISERS LLC	n/a	Other adviser	$1.4B	N	yes	n/a
SEIX CLO MANAGEMENT LLC	n/a	Asset manager	$336M	N	yes	n/a
WESTCHESTER CAPITAL PARTNERS, LLC	n/a	Asset manager	$34.2M	N	yes	n/a
VIRTUS GLOBAL PARTNERS PTE. LTD	n/a	n/a	n/a	N	yes	n/a
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
VIRTUS INTERNATIONAL MANAGEMENT LLP	n/a	n/a	n/a	N	yes	n/a
VP DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$1.1B	$1.1B	0	0	0	n/a	n/a
2024	Jan 31, 2025	$2.0B	$2.0B	0	0	0	n/a	n/a
2023	Mar 26, 2024	$3.1B	$3.1B	0	0	0	n/a	n/a
2022	Mar 16, 2023	$866M	$866M	0	0	0	n/a	n/a
2021	Mar 24, 2022	$344M	$344M	0	0	0	n/a	n/a
2020	Mar 4, 2021	$407M	$407M	0	0	0	n/a	n/a
2019	Feb 27, 2020	$161M	$161M	0	0	0	n/a	n/a
2018	Mar 11, 2019	$262M	$262M	0	0	0	n/a	n/a
2017	Mar 15, 2018	$427M	$427M	0	0	0	n/a	n/a
2016	Mar 7, 2017	$470M	$470M	0	0	n/a	n/a	n/a
2015	Mar 21, 2016	$514M	$514M	0	0	n/a	n/a	n/a
2014	Mar 25, 2015	$757M	$757M	0	0	n/a	n/a	n/a
2013	Mar 28, 2014	$0	$0	0	0	n/a	n/a	n/a
2012	Mar 28, 2013	n/a	n/a	0	0	n/a	n/a	n/a
2011	Mar 30, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$2.0B	-48.1%	$866M	6.7%	0	0	0	0

Relationships

Affiliated with (36)

→ KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, common control
factForm ADV
→ VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SUSTAINABLE GROWTH ADVISERS, LPRegistered adviserother investment adviser, common control
factForm ADV
→ ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTCHESTER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ VIRTUS ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SEIX CLO MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NFJ INVESTMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← WESTCHESTER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← SEIX CLO MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, bank, common control
factForm ADV
← SUSTAINABLE GROWTH ADVISERS, LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← VIRTUS ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← NFJ INVESTMENT GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← STONE HARBOR INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← NEWFLEET ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
and 6 more

Owns (2)

← PERSAUD, CHETRAMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 1, 2014 to Mar 26, 2024factForm ADV
← HANLEY, DAVID, GEORGEOwnerVICE PRESIDENT AND ASSISTANT TREASURER, ownership code NA, individual
Mar 30, 2012 to Mar 26, 2024factForm ADV

Controls (6)

← PURKALITIS, ANDRA, CYNTHIAOwnerEXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, ownership code NA, individual
Nov 29, 2023 to Mar 26, 2024factForm ADV
← SMIRL, RICHARD, WILLIAMOwnerEXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 24, 2022 to Mar 26, 2024factForm ADV
← AYLWARD, GEORGE, ROBERTOwnerDIRECTOR AND PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Mar 26, 2024factForm ADV
← ANGERTHAL, MICHAEL, AARONOwnerDIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER, ownership code NA, individual
Mar 30, 2012 to Mar 26, 2024factForm ADV
← VIRTUS INVESTMENT PARTNERS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Mar 26, 2024factForm ADV
← VIRTUS PARTNERS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 18, 2026
Regulatory AUM changed
Virtus Alternative Investment Advisers, Llc reported RAUM $1.1B, down 48% from $2.0B (2025-01-31 to 2026-03-18)
Form ADVobserved 4 days ago
$-976M
Occurred
Jan 31, 2025
Regulatory AUM changed
Virtus Alternative Investment Advisers, Llc reported RAUM $2.0B, down 34% from $3.1B (2024-03-26 to 2025-01-31)
Form ADVobserved 4 days ago
$-1.1B
Occurred
Mar 26, 2024
Regulatory AUM changed
Virtus Alternative Investment Advisers, Llc reported RAUM $3.1B, up 213% from $988.0M (2023-11-29 to 2024-03-26)
Form ADVobserved 4 days ago
$2.1B
Occurred
Nov 29, 2023
Control person joined
Cynthia Andra Purkalitis (Executive Vice President And Chief Legal Officer) appeared on Schedule A of Virtus Alternative Investment Advisers, Llc
Form ADVobserved 4 days ago
Occurred
Mar 16, 2023
Regulatory AUM changed
Virtus Alternative Investment Advisers, Llc reported RAUM $866.1M, up 152% from $343.9M (2022-03-24 to 2023-03-16)
Form ADVobserved 4 days ago
$522M
Occurred
Mar 16, 2023
Control person left
John Kevin Carr (Senior Vice President And Assistant Secretary) no longer on Schedule A of Virtus Alternative Investment Advisers, Llc (listed 2022-03-24, absent 2023-03-16)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
Control person left
George Francis Waltman (Director And Executive Vice President) no longer on Schedule A of Virtus Alternative Investment Advisers, Llc (listed 2021-03-04, absent 2022-03-24)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
Control person joined
William Richard Smirl (Executive Vice President And Chief Operating Officer) appeared on Schedule A of Virtus Alternative Investment Advisers, Llc
Form ADVobserved 4 days ago
Occurred
Mar 4, 2021
Regulatory AUM changed
Virtus Alternative Investment Advisers, Llc reported RAUM $406.7M, up 152% from $161.2M (2020-02-27 to 2021-03-04)
Form ADVobserved 4 days ago
$246M
Occurred
Feb 27, 2020
Regulatory AUM changed
Virtus Alternative Investment Advisers, Llc reported RAUM $161.2M, down 38% from $262.0M (2019-10-15 to 2020-02-27)
Form ADVobserved 4 days ago
$-101M
Occurred
Oct 15, 2019
Control person left
Stephen Mark Flynn (Executive Vice President, General Counsel And Secretary) no longer on Schedule A of Virtus Alternative Investment Advisers, Llc (listed 2019-03-11, absent 2019-10-15)
Form ADVobserved 4 days ago
Occurred
Mar 11, 2019
Regulatory AUM changed
Virtus Alternative Investment Advisers, Llc reported RAUM $262.0M, down 39% from $427.0M (2019-01-09 to 2019-03-11)
Form ADVobserved 4 days ago
$-165M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb869fec-6ebb-d0e0-be4e-a4ea3ca10dc0
First observed: Mar 30, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC

CRD 143732

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb869fec-6ebb-d0e0-be4e-a4ea3ca10dc0

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANGERTHAL, MICHAEL, AARON

DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER

yes

06/2009

Mar 30, 2012

Mar 26, 2024

AYLWARD, GEORGE, ROBERT

DIRECTOR AND PRESIDENT

yes

11/2013

Mar 30, 2012

Mar 26, 2024

PURKALITIS, ANDRA, CYNTHIA

EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER

yes

11/2023

Nov 29, 2023

Mar 26, 2024

SMIRL, RICHARD, WILLIAM

EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER

yes

05/2021

Mar 24, 2022

Mar 26, 2024

VIRTUS INVESTMENT PARTNERS, INC.

Shareholder

yes

11/2008

Mar 30, 2012

Mar 26, 2024

VIRTUS PARTNERS, INC.

Shareholder

yes

03/2007

Mar 30, 2012

Mar 26, 2024

HANLEY, DAVID, GEORGE

VICE PRESIDENT AND ASSISTANT TREASURER

06/2009

Mar 30, 2012

Mar 26, 2024

PERSAUD, CHETRAM

CHIEF COMPLIANCE OFFICER

04/2014

May 1, 2014

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VIRTUS INVESTMENT ADVISERS, INC.

n/a

Asset manager

$52B

yes

n/a

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

n/a

Mixed wealth

$39B

yes

n/a

VIRTUS FIXED INCOME ADVISERS, LLC

n/a

Other adviser

$35B

yes

n/a

SUSTAINABLE GROWTH ADVISERS, LP

n/a

Asset manager

$17B

yes

n/a

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

n/a

Asset manager

$13B

yes

n/a

CEREDEX VALUE ADVISORS LLC

n/a

Other adviser

$3.4B

yes

n/a

ALPHASIMPLEX GROUP, LLC

n/a

Asset manager

$3.1B

yes

n/a

SILVANT CAPITAL MANAGEMENT LLC

n/a

Asset manager

$3.0B

yes

n/a

NFJ INVESTMENT GROUP, LLC

n/a

Asset manager

$3.0B

yes

n/a

WESTCHESTER CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$2.9B

yes

n/a

VIRTUS FUND ADVISERS, LLC

n/a

Other adviser

$1.5B

yes

n/a

VIRTUS ETF ADVISERS LLC

n/a

Other adviser

$1.4B

yes

n/a

SEIX CLO MANAGEMENT LLC

n/a

Asset manager

$336M

yes

n/a

WESTCHESTER CAPITAL PARTNERS, LLC

n/a

Asset manager

$34.2M

yes

n/a

VIRTUS GLOBAL PARTNERS PTE. LTD

n/a

yes

n/a

VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED

n/a

yes

n/a

VIRTUS INTERNATIONAL MANAGEMENT LLP

n/a

yes

n/a

VP DISTRIBUTORS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$1.1B

n/a

2024

Jan 31, 2025

$2.0B

n/a

2023

Mar 26, 2024

$3.1B

n/a

2022

Mar 16, 2023

$866M

n/a

2021

Mar 24, 2022

$344M

n/a

2020

Mar 4, 2021

$407M

n/a

2019

Feb 27, 2020

$161M

n/a

2018

Mar 11, 2019

$262M

n/a

2017

Mar 15, 2018

$427M

n/a

2016

Mar 7, 2017

$470M

n/a

2015

Mar 21, 2016

$514M

n/a

2014

Mar 25, 2015

$757M

n/a

2013

Mar 28, 2014

n/a

2012

Mar 28, 2013

n/a

2011

Mar 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$2.0B

-48.1%

$866M

6.7%