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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

NFJ INVESTMENT GROUP, LLC

CRD 310902

DALLAS, TX

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Search this name across graphsid dfx:ria:643e43f1-54a9-1972-b2c4-297ea107747b

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 6
On other graphs: 0
Observed: Sep 23, 2020 to Mar 20, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.9 institutional_share=0.01 related_bd=true related_bank=true bd_reps=3.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $1.5Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 468
Individual clients: 0
High net worth clients: 0
SEC number: 801-119686
CIK: 1862664
CRD: 310902
Filings on the tape: 13
First filed: Sep 23, 2020
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, DE
Website: virtus.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KRYSTA MICHELLE HILL	n/a	DALLAS, TX	4	13	n/a	yes
KRISTIAN PETER MARCA	n/a	DALLAS, TX	4	16	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANGERTHAL, MICHAEL, AARON	EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	Na	yes	09/2020	Sep 23, 2020	Sep 4, 2024
AYLWARD, GEORGE, ROBERT	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	09/2020	Sep 23, 2020	Sep 4, 2024
CARNEY, MATTHEW, B	CHIEF COMPLIANCE OFFICER	Na	yes	09/2024	Sep 4, 2024	Sep 4, 2024
MOWREY, JOHN, REID	EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER	Na	yes	02/2021	Mar 10, 2021	Sep 4, 2024
PURKALITIS, ANDRA, CYNTHIA	EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER	Na	yes	11/2023	Nov 16, 2023	Sep 4, 2024
VIRTUS INVESTMENT PARTNERS, INC.	SOLE SHAREHOLDER	E	yes	12/2008	Sep 23, 2020	Sep 4, 2024
VIRTUS PARTNERS, INC.	SOLE MEMBER	E	yes	08/2020	Sep 23, 2020	Sep 4, 2024
SMIRL, RICHARD, WILLIAM	EXECUTIVE VICE PRESIDENT	Na	no	05/2021	Mar 30, 2022	Sep 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VIRTUS INVESTMENT ADVISERS, INC.	n/a	Asset manager	$52B	N	yes	n/a
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC	n/a	Mixed wealth	$39B	N	yes	n/a
VIRTUS FIXED INCOME ADVISERS, LLC	n/a	Other adviser	$35B	N	yes	n/a
SUSTAINABLE GROWTH ADVISERS, LP	n/a	Asset manager	$17B	N	yes	n/a
DUFF & PHELPS INVESTMENT MANAGEMENT CO.	n/a	Asset manager	$13B	N	yes	n/a
CEREDEX VALUE ADVISORS LLC	n/a	Other adviser	$3.4B	N	yes	n/a
ALPHASIMPLEX GROUP, LLC	n/a	Asset manager	$3.1B	N	yes	n/a
SILVANT CAPITAL MANAGEMENT LLC	n/a	Asset manager	$3.0B	N	yes	n/a
WESTCHESTER CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$2.9B	N	yes	n/a
VIRTUS FUND ADVISERS, LLC	n/a	Other adviser	$1.5B	N	yes	n/a
VIRTUS ETF ADVISERS LLC	n/a	Other adviser	$1.4B	N	yes	n/a
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.	n/a	Asset manager	$1.1B	N	yes	n/a
SEIX CLO MANAGEMENT LLC	n/a	Asset manager	$336M	N	yes	n/a
WESTCHESTER CAPITAL PARTNERS, LLC	n/a	Asset manager	$34.2M	N	yes	n/a
VIRTUS GLOBAL PARTNERS	n/a	n/a	n/a	N	yes	n/a
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
VIRTUS INTERNATIONAL MANAGEMENT LLP	n/a	n/a	n/a	N	yes	n/a
VP DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 20, 2026	$3.0B	$3.0B	9	8	n/a	n/a
2024	Mar 26, 2025	$3.4B	$3.4B	10	9	n/a	n/a
2023	Mar 29, 2024	$4.2B	$4.2B	12	9	n/a	n/a
2022	Mar 31, 2023	$4.3B	$4.3B	12	9	n/a	n/a
2021	Mar 30, 2022	$5.9B	$5.9B	12	9	n/a	n/a
2020	Mar 10, 2021	$5.4B	$5.4B	10	9	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$3.4B	-11.9%	$4.3B	-11.7%	9	10	0	0

Relationships

Affiliated with (30)

← VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← WESTCHESTER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← SEIX CLO MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, common control
factForm ADV
← SUSTAINABLE GROWTH ADVISERS, LPRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, common control
factForm ADV
→ VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SUSTAINABLE GROWTH ADVISERS, LPRegistered adviserother investment adviser, common control
factForm ADV
→ ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTCHESTER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ VIRTUS ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SEIX CLO MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← STONE HARBOR INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NEWFLEET ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← KRYSTA MICHELLE HILLAdvisorregistration: current employment
Nov 3, 2021 to presentfactForm ADV
← KRISTIAN PETER MARCAAdvisorregistration: current employment
Nov 3, 2021 to presentfactForm ADV

Controls (7)

← PURKALITIS, ANDRA, CYNTHIAOwnerEXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, ownership code NA, individual
Nov 16, 2023 to Sep 4, 2024factForm ADV
← AYLWARD, GEORGE, ROBERTOwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Sep 23, 2020 to Sep 4, 2024factForm ADV
← ANGERTHAL, MICHAEL, AARONOwnerEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 23, 2020 to Sep 4, 2024factForm ADV
← CARNEY, MATTHEW, BOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 4, 2024 to Sep 4, 2024factForm ADV
← MOWREY, JOHN, REIDOwnerEXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 10, 2021 to Sep 4, 2024factForm ADV
← VIRTUS INVESTMENT PARTNERS, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Sep 23, 2020 to Sep 4, 2024factForm ADV
← VIRTUS PARTNERS, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Sep 23, 2020 to Sep 4, 2024factForm ADV

Owns (1)

← SMIRL, RICHARD, WILLIAMOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Mar 30, 2022 to Sep 4, 2024factForm ADV

Dated events

Occurred
Sep 4, 2024
Control person joined
B Matthew Carney (Chief Compliance Officer) appeared on Schedule A of Nfj Investment Group, Llc
Form ADVobserved 6 days ago
Occurred
Nov 16, 2023
Control person joined
Cynthia Andra Purkalitis (Executive Vice President And Chief Legal Officer) appeared on Schedule A of Nfj Investment Group, Llc
Form ADVobserved 6 days ago
Occurred
Jun 1, 2023
Control person left
Jacqueline Wendy Hills (Executive Vice President, General Counsel And Secretary) no longer on Schedule A of Nfj Investment Group, Llc (listed 2023-03-31, absent 2023-06-01)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Nfj Investment Group, Llc reported RAUM $4.3B, down 27% from $5.9B (2022-08-24 to 2023-03-31)
Form ADVobserved 6 days ago
$-1.6B
Occurred
Mar 10, 2021
Control person joined
Reid John Mowrey (Executive Managing Director, Chief Investment Officer) appeared on Schedule A of Nfj Investment Group, Llc
Form ADVobserved 6 days ago
Occurred
Sep 23, 2020
First Form ADV filing
Nfj Investment Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:643e43f1-54a9-1972-b2c4-297ea107747b
First observed: Sep 23, 2020
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NFJ INVESTMENT GROUP, LLC

CRD 310902

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:643e43f1-54a9-1972-b2c4-297ea107747b

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KRYSTA MICHELLE HILL

n/a

DALLAS, TX

n/a

yes

KRISTIAN PETER MARCA

n/a

DALLAS, TX

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANGERTHAL, MICHAEL, AARON

EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

yes

09/2020

Sep 23, 2020

Sep 4, 2024

AYLWARD, GEORGE, ROBERT

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

09/2020

Sep 23, 2020

Sep 4, 2024

CARNEY, MATTHEW, B

CHIEF COMPLIANCE OFFICER

yes

09/2024

Sep 4, 2024

MOWREY, JOHN, REID

EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER

yes

02/2021

Mar 10, 2021

Sep 4, 2024

PURKALITIS, ANDRA, CYNTHIA

EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER

yes

11/2023

Nov 16, 2023

Sep 4, 2024

VIRTUS INVESTMENT PARTNERS, INC.

SOLE SHAREHOLDER

yes

12/2008

Sep 23, 2020

Sep 4, 2024

VIRTUS PARTNERS, INC.

SOLE MEMBER

yes

08/2020

Sep 23, 2020

Sep 4, 2024

SMIRL, RICHARD, WILLIAM

EXECUTIVE VICE PRESIDENT

05/2021

Mar 30, 2022

Sep 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VIRTUS INVESTMENT ADVISERS, INC.

n/a

Asset manager

$52B

yes

n/a

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

n/a

Mixed wealth

$39B

yes

n/a

VIRTUS FIXED INCOME ADVISERS, LLC

n/a

Other adviser

$35B

yes

n/a

SUSTAINABLE GROWTH ADVISERS, LP

n/a

Asset manager

$17B

yes

n/a

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

n/a

Asset manager

$13B

yes

n/a

CEREDEX VALUE ADVISORS LLC

n/a

Other adviser

$3.4B

yes

n/a

ALPHASIMPLEX GROUP, LLC

n/a

Asset manager

$3.1B

yes

n/a

SILVANT CAPITAL MANAGEMENT LLC

n/a

Asset manager

$3.0B

yes

n/a

WESTCHESTER CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$2.9B

yes

n/a

VIRTUS FUND ADVISERS, LLC

n/a

Other adviser

$1.5B

yes

n/a

VIRTUS ETF ADVISERS LLC

n/a

Other adviser

$1.4B

yes

n/a

VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.

n/a

Asset manager

$1.1B

yes

n/a

SEIX CLO MANAGEMENT LLC

n/a

Asset manager

$336M

yes

n/a

WESTCHESTER CAPITAL PARTNERS, LLC

n/a

Asset manager

$34.2M

yes

n/a

VIRTUS GLOBAL PARTNERS

n/a

yes

n/a

VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED

n/a

yes

n/a

VIRTUS INTERNATIONAL MANAGEMENT LLP

n/a

yes

n/a

VP DISTRIBUTORS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$3.0B

n/a

2024

Mar 26, 2025

$3.4B

n/a

2023

Mar 29, 2024

$4.2B

n/a

2022

Mar 31, 2023

$4.3B

n/a

2021

Mar 30, 2022

$5.9B

n/a

2020

Mar 10, 2021

$5.4B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.0B

$3.4B

-11.9%

$4.3B

-11.7%