DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Candriam Belgium S.A.

Former SEC-registered adviserBrussels, CRD 173155SEC 801-80508IAPD
Latest filing Mar 31, 2022
First filing on the tape Oct 20, 2014 · 29 filings
RAUM
$123B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
281
113 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
$9.1B gross assets
History
29 filings and snapshots on the tape
RAUM$123B as of Mar 31, 2022
Mar 26, 2015$85B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2022
Mar 26, 20150 then
Employees (5.A)281 as of Mar 31, 2022
Mar 26, 2015247 then
Private funds11 as of Mar 31, 2022
Mar 26, 201520 then
RAUM +5.2% over the last fiscal year+8.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$246MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$77B63%
  • Insurance companies$16B13%
  • Pension and profit-sharing plans$9.7B7.9%
  • Banks and thrifts$7.9B6.5%
  • Corporations and businesses$5.4B4.4%
  • Charitable organizations$3.3B2.7%
  • State and municipal entities$2.6B2.1%
  • Investment companies$409M0.3%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
89reported
Charitable clients
117reported
Accounts
498reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      17 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Candriam Bonds Total Returnno longer reportedHedge Fund$570M79Nov 26, 2014
      Candriam Quant Equities USAOther Private Fund$482M111Nov 26, 2014
      Candriam Equities L Europe Optimum Qualityno longer reportedOther Private Fund$288M82Nov 26, 2014
      Candriam L Multi-Asset Incomeno longer reportedHedge Fund$271M10Nov 26, 2014
      Cordius Index Euro Bondsno longer reportedOther Private Fund$165M10Nov 26, 2014
      Belfius Equities Europe Convictionno longer reportedOther Private Fund$161M46Nov 26, 2014
      Cordius Index Euro Corporate Bondsno longer reportedOther Private Fund$144M10Nov 26, 2014
      Candriam Equities L Germanyno longer reportedOther Private Fund$127M56Nov 26, 2014
      Candriam L Balanced Asset Allocationno longer reportedHedge Fund$71.2M9Nov 26, 2014
      Candriam L Defensive Asset Allocationno longer reportedHedge Fund$62.5M6Nov 26, 2014
      Candriam Sustainable North AmericaOther Private Fund$51.8M70Nov 26, 2014
      Candriam Sustainable PacificOther Private Fund$27.2M47Nov 26, 2014
      Belfius Equities Emerging Europeno longer reportedOther Private Fund$21.5M54Nov 26, 2014
      Candriam Obligations Eurono longer reportedOther Private Fund$19.1M65Nov 26, 2014
      Cordius F Index Linkedno longer reportedOther Private Fund$16.7M4Nov 26, 2014
      Indexiq Candriam Esg World Equity Fundno longer reportedOther Private Fund$11.1M2Jun 16, 2017
      Cleome Index Global EquitiesOther Private Fund$8.9M6Nov 26, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • (Nmn) Naim Abou-Jaoude · Director And Chief Executive Officer Of Candriamcontrol
        since 03/2007 · owns less than 5%
      • Marie Henri Fabrice Cuchet · Chief Operations Officer Ofcandriamcontrol
        since 01/2021 · owns less than 5%
      • Marie Tanguy De Villenfagne · Director And Chairman Of The Board Of Management Of Candriam Belgiumcontrol
        since 03/2005 · owns less than 5%
      • Ghislain Daniel Gillet · Independent Director And Chairman Of The Audit Committeecontrol
        since 02/2014 · owns less than 5%
      • Michael John Grady · Director And Member Of The Audit Committeecontrol
        since 02/2014 · owns less than 5%
      • Leopold Vincent Hamelink · Director And Member Of The Board Of Management Of Candriam Belgiumcontrol
        since 05/2009 · owns less than 5%
      • Francis Michael Harte · Director And Member Of The Audit Committeecontrol
        since 09/2019 · owns less than 5%
      • (Nmn) Yie-Hsin Hung · Chairman Of The Board Of Directors And Member Of The Audit Committeecontrol
        since 02/2014 · owns less than 5%
      • Christopher Kirk Lehneis · Directorcontrol
        since 12/2018 · owns less than 5%
      • Marie Pierre Jean-Yves Maldague · Chief Financial Officer Of Candriamcontrol
        since 05/2009 · owns less than 5%
      • Ramsey Anthony Malloy · Director And Member Of The Audit Committeecontrol
        since 12/2017 · owns less than 5%
      • Scott Jeffrey Phlegar · Directorcontrol
        since 02/2014 · owns less than 5%
      • Marie-Louise Myriam Vanneste · Director And Member Of The Board Of Management Of Candriamcontrol
        since 01/2015 · owns less than 5%
      • Rene Stephane Pierre-Guillaume Veaux · Chief Compliance Officer, Global Head Of Legal And Compliance Of Candriamcontrol
        since 01/2012 · owns less than 5%
      • Bruno Michel Gonzague Druart · Global Head Of Compliance
        since 02/2022 · owns less than 5%
      Entity owners
      • Candriam Luxembourg S.C.A. · Member/Direct Interest Holder
        direct · owns 75% or more
      • Candriam Group · Indirect Interest Holder
        indirect · owns 75% or more of Candriam Luxembourg S.C.A.
      • Candriam Luxco S.A.R.L · Indirect Interest Holder
        indirect · owns F of Candriam Luxembourg S.C.A.
      • Minority Shareholders · Indirect Interest Holder
        indirect · owns F of Candriam Luxco S.A.R.L
      • New York Life Insurance Company · Indirect Interest Holder
        indirect · owns 75% or more of New York Life Investment Management Holdings LLC
      • New York Life Investment Management Holdings II International · Indirect Interest Holder
        indirect · owns 75% or more of Candriam Group
      • New York Life Investment Management Holdings International · Indirect Interest Holder
        indirect · owns 75% or more of New York Life Investment Management Holdings II International
      • New York Life Investment Management Holdings LLC · Indirect Interest Holder
        indirect · owns 75% or more of New York Life Investment Management Holdings International
      Related persons
      Schedule D 7.A
      Advisers that list Candriam Belgium S.A. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 493 to 498
        May 28, 2021 to Mar 31, 2022
      • Advisory employees · 107 to 113
        May 28, 2021 to Mar 31, 2022
      • Charity clients · 115 to 117
        May 28, 2021 to Mar 31, 2022
      • Corporate clients · 25 to 31
        May 28, 2021 to Mar 31, 2022
      • Pension plan clients · 75 to 89
        May 28, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 176 to 159
        May 28, 2021 to Mar 31, 2022
      • Employees · 269 to 281
        May 28, 2021 to Mar 31, 2022
      • Private funds · 10 to 11
        May 28, 2021 to Mar 31, 2022
      • Discretionary RAUM · $116B to $121B
        May 28, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $462M to $1.5B
        May 28, 2021 to Mar 31, 2022
      • Pension RAUM · $9.7B to $9.7B
        May 28, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $72B to $77B
        May 28, 2021 to Mar 31, 2022
      • RAUM · $117B to $123B
        May 28, 2021 to Mar 31, 2022
      • Accounts · 497 to 493
        Sep 24, 2020 to Mar 31, 2021
      • Advisory employees · 106 to 107
        Sep 24, 2020 to Mar 31, 2021
      • Charity clients · 110 to 115
        Sep 24, 2020 to Mar 31, 2021
      • Corporate clients · 29 to 25
        Sep 24, 2020 to Mar 31, 2021
      • Pension plan clients · 73 to 75
        Sep 24, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 182 to 176
        Sep 24, 2020 to Mar 31, 2021
      • Employees · 261 to 269
        Sep 24, 2020 to Mar 31, 2021
      • Private funds · 12 to 10
        Sep 24, 2020 to Mar 31, 2021
      • Discretionary RAUM · $103B to $116B
        Sep 24, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $1.4B to $462M
        Sep 24, 2020 to Mar 31, 2021
      • Pension RAUM · $10B to $9.7B
        Sep 24, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $61B to $72B
        Sep 24, 2020 to Mar 31, 2021
      • RAUM · $104B to $117B
        Sep 24, 2020 to Mar 31, 2021
      • Accounts · 534 to 497
        May 13, 2019 to Mar 30, 2020
      • Advisory employees · 108 to 106
        May 13, 2019 to Mar 30, 2020
      • Charity clients · 119 to 110
        May 13, 2019 to Mar 30, 2020
      • Corporate clients · 25 to 29
        May 13, 2019 to Mar 30, 2020
      • Pension plan clients · 85 to 73
        May 13, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 196 to 182
        May 13, 2019 to Mar 30, 2020
      • Employees · 268 to 261
        May 13, 2019 to Mar 30, 2020
      • Discretionary RAUM · $94B to $103B
        May 13, 2019 to Mar 30, 2020
      • Non-discretionary RAUM · $1.3B to $1.4B
        May 13, 2019 to Mar 30, 2020
      • Pension RAUM · $8.7B to $10B
        May 13, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $57B to $61B
        May 13, 2019 to Mar 30, 2020
      • RAUM · $96B to $104B
        May 13, 2019 to Mar 30, 2020
      • Accounts · 517 to 534
        Sep 27, 2018 to Apr 2, 2019
      • Advisory employees · 106 to 108
        Sep 27, 2018 to Apr 2, 2019
      Signals
      10 dated events
      • Marie Henri Fabrice Cuchet (Chief Operations Officer Ofcandriam) appeared on Schedule A of Candriam Belgium S.A.
        Mar 31, 2021 · Control person joined · fact
      • Georges Pierre Ernst (Chief Operations Officer Of Candriam) no longer on Schedule A of Candriam Belgium S.A. (listed 2020-09-24, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      • Martin Joel Steinberg (Senior Vice President, Interim Chief Financial Officer & Chief Risk Officer) no longer on Schedule A of Candriam Belgium S.A. (listed 2020-09-24, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      • Francis Michael Harte (Director And Member Of The Audit Committee) appeared on Schedule A of Candriam Belgium S.A.
        Mar 30, 2020 · Control person joined · fact
      • Thomas John Fleurant (Director And Member Of The Audit And Compliance Committee) no longer on Schedule A of Candriam Belgium S.A. (listed 2019-04-02, absent 2019-05-13)
        May 13, 2019 · Control person left · inference
      • Martin Joel Steinberg (Senior Vice President, Interim Chief Financial Officer & Chief Risk Officer) appeared on Schedule A of Candriam Belgium S.A.
        May 13, 2019 · Control person joined · fact
      • Christopher Kirk Lehneis (Director) appeared on Schedule A of Candriam Belgium S.A.
        Apr 2, 2019 · Control person joined · fact
      • Gerald David Bedard (Director) no longer on Schedule A of Candriam Belgium S.A. (listed 2018-09-27, absent 2019-04-02)
        Apr 2, 2019 · Control person left · inference
      • Candriam Belgium S.A. reported RAUM $110.4B, up 28% from $86.3B (2017-09-28 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      • Candriam Belgium Sa filed its initial SEC registration (Form ADV)
        Oct 20, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026