DFX Intelligence

Data Factory

K••••• M••••••••• C••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

K••••• M••••••••• C••• L•••••

CRD 123826

S•••••••, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a015174-6183-bdcf-6a10-73057d49992d

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 185
Dated events: 11
On other graphs: 1
Observed: Mar 30, 2012 to Sep 16, 2026
88 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

K••••• M••••••••• C••• L•••••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.63 institutional_share=0.34 related_bd=true related_bank=true bd_reps=2.0 bank_owner=false
Regulatory AUM: $6.5BItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 111

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K• P•• L••••• M••••• F••• L••	Hedge Fund	$1.4B	Dec 20, 2024	1	Feb 22, 2023	reported	n/a
S••••••• P•••••• L••	Hedge Fund	$778M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• R••••••••• I•••	PARENT ORGANIZATION: 100%	E	yes	10/2012	Dec 7, 2012	Dec 20, 2024
F••••••• T•••••••• I••••••••• L••	100% OWNER	E	yes	11/2012	Dec 7, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 82

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• A•••••••• I•••	n/a	Asset manager	$509B	N	yes	n/a
W•••••• A•••• M••••••••• C••••••• L••	n/a	Asset manager	$185B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	9	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.5B	$9.4B	-30.8%	$10B	-14.4%	30	38	1	1

Relationships

showing 80 of 185

Affiliated with (55)

→ F••••••• A•••••••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ L•••••••• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ R•••• INVESTMENT PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
→ C•••••• P•••••••Registered adviser

Dated events

Occurred
Dec 23, 2025
Regulatory AUM changed
K••••• M••••••••• C••• L••••• reported RAUM $6.5B, down 31% from $9.4B (2025-10-02 to 2025-12-23)
Form ADVobserved 7 days ago
$-2.9B
Occurred
Jan 8, 2024
Control person joined
Andrew Kandiew (Chief Operating Officer) appeared on Schedule A of K••••• M••••••••• C••• L•••••
Form ADVobserved 7 days ago
Occurred
Jan 8, 2024
Control person left
Roger Bryan Martoken (Managing Director, Chief Operating Officer) no longer on Schedule A of K••••• M••••••••• C••• L••••• (listed 2023-12-20, absent 2024-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a015174-6183-bdcf-6a10-73057d49992d
First observed: Mar 30, 2012
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 20, 2026	$6.5B	$6.5B	30	10	1	28	n/a
2024	Mar 7, 2025	$9.4B	$9.4B	38	15	1	34	n/a
2023	Dec 20, 2023	$9.5B	$9.5B	55	21	1	34	$6.2B
2022	Dec 21, 2022	$10B	$10B	60	25	1	32	$5.1B
2021	Dec 22, 2021	$12B	$12B	60	22	1	38	$6.3B
2020	Dec 22, 2020	$11B	$11B	65	29	1	42	$5.7B
2019	Dec 23, 2019	$11B	$11B	97	42	4	47	$5.2B
2018	Dec 26, 2018	$12B	$12B	115	53	4	59	$6.1B
2017	Dec 26, 2017	$11B	$9.8B	115	50	4	56	$5.4B
2016	Dec 27, 2016	$10B	$9.8B	115	45	n/a	52	$5.7B
2015	Dec 28, 2015	$10B	$9.9B	115	45	n/a	46	$6.0B
2014	Dec 22, 2014	$10B	$9.0B	110	45	n/a	39	$5.9B
2013	Dec 26, 2013	$9.7B	$8.7B	120	45	n/a	41	$7.8B
2012	Apr 1, 2013	$9.4B	$7.6B	115	40	n/a	43	$7.7B
2011	Mar 30, 2012	$10B	$8.9B	n/a	n/a	n/a	42	$10B