DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Finance Of America Capital Management LLC
Latest filing Mar 29, 2024
First filing on the tape Mar 17, 2016 · 22 filings
RAUM
$500,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$500,000 gross assets
History
22 filings and snapshots on the tape
RAUM$500,000 as of Mar 29, 2024
Mar 23, 2017$258M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2024
Mar 23, 20170 then
Employees (5.A)1 as of Mar 29, 2024
Mar 23, 201728 then
Private funds1 as of Mar 29, 2024
Mar 30, 20211 then
RAUM -100% over the last fiscal year-88% a year over threeIARs 1 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 29, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $500,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -100%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $500,000, 1 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$500,000100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $500,000 for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Annaly Respa Feeder Fund LPno longer reported | Other Private Fund | $42.0M | 1 | Mar 30, 2022 |
| Annaly Tespa Feeder Fund LPno longer reported | Real Estate Fund | $28.7M | 1 | Mar 30, 2022 |
| Foa Respa Feeder Fund LP | Other Private Fund | $500,000 | 3 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Lewis Brian Libman · Managercontrolsince 04/2005 · owns F of Libman Family Holdings LLC
- Jay Kenneth Libman · Trusteecontrolsince 04/2005 · owns F of Libman 2004 Trust
- Christopher Peter Mahon · Chief Financial Officersince 03/2020 · owns less than 5%
Entity owners
- Incenter LLC · Sole Memberdirect · owns 75% or more
- Finance Of America Companies Inc. · Memberindirect · owns 25% to 50% of Finance Of America Equity Capital LLC · public reporting company
- Finance Of America Equity Capital LLC · Sole Memberindirect · owns 75% or more of Finance Of America Funding LLC
- Finance Of America Funding LLC · Sole Memberindirect · owns 75% or more of Incenter LLC
- Libman 2004 Trust · Memberindirect · owns 25% to 50% of Libman-Eta Holdings, LLC
- Libman 2004 Trust · Memberindirect · owns 25% to 50% of Libman-Alpha Holdings, LLC
- Libman 2004 Trust · Memberindirect · owns 25% to 50% of Libman-Kappa Holdings, LLC
- Libman Family Generational Trust · Memberindirect · owns 50% to 75% of Libman-Kappa Holdings, LLC
- Libman Family Generational Trust · Memberindirect · owns 50% to 75% of Libman-Alpha Holdings, LLC
- Libman Family Generational Trust · Memberindirect · owns 25% to 50% of Libman-Eta Holdings, LLC
- Libman Family Holdings LLC · Memberindirect · owns 25% to 50% of Finance Of America Equity Capital LLC
- Libman-Alpha Holdings, LLC · Memberindirect · owns 25% to 50% of Libman Family Holdings LLC
- Libman-Eta Holdings, LLC · Memberindirect · owns 25% to 50% of Libman Family Holdings LLC
- Libman-Kappa Holdings, LLC · Memberindirect · owns 25% to 50% of Libman Family Holdings LLC
Related persons
Schedule D 7.A
- Agents National Title Holding Companyreal estaten
- Alight Financial Advisors, LLCinvestment adviserbanknRAUM $35B
- Alight Financial Solutions, LLCbroker-dealern
- Assetpoint Financial, LLCbroker-dealern
- Blackstone Alternative Asset Management L.P.investment adviserbanknRAUM $92B
- Blackstone Alternative Investment Advisors LLCinvestment adviserbanknRAUM $5.4B
- Blackstone Alternative Solutions L.L.C.investment adviserbanknRAUM $20B
- Blackstone Asset Based Finance Advisors LPinvestment advisernRAUM $70B
- Blackstone Communications Advisors I L.L.Cinvestment advisern
- Blackstone Credit Systematic Strategies LLCinvestment advisernRAUM $36B
- Blackstone Growth Advisors L.L.C.investment advisernRAUM $10B
- Blackstone Infrastructure Advisors L.L.C.investment adviserbanknRAUM $80B
- Blackstone Ireland Limitedinvestment advisernRAUM $15B
- Blackstone Isg-I Advisors L.L.C.investment adviserbanknRAUM $184B
- Blackstone Isg-II Advisors L.L.C.investment adviserbanknRAUM $8.0B
- Blackstone Life Sciences Advisors L.L.C.investment advisernRAUM $13B
- Blackstone Liquid Credit Strategies LLCinvestment advisernRAUM $19B
- Blackstone Management Partners IV L.L.C.investment advisern
- Blackstone Management Partners L.L.C.investment adviserbanknRAUM $146B
- Blackstone Multi-Asset Advisors L.L.C.investment adviserbanknRAUM $8.5B
- Blackstone Property Advisors L.P.investment advisern
- Blackstone Real Estate Advisors Europe L.P.investment advisernRAUM $2.8B
- Blackstone Real Estate Advisors IV L.L.C.investment advisernRAUM $147,753
- Blackstone Real Estate Advisors L.P.investment advisernRAUM $131B
- Blackstone Real Estate Advisors V L.P.investment advisernRAUM $60.2M
- Blackstone Real Estate Income Advisors L.L.C.investment adviserbanknRAUM $647M
- Blackstone Securities Partners L.P.broker-dealern
- Blackstone Strategic Alliance Advisors L.L.C.investment adviserbanknRAUM $3.0B
- Blackstone Strategic Capital Advisors, L.L.C.investment adviserbanknRAUM $16B
- Blackstone Tactical Opportunities Advisors L.L.C.investment adviserbanknRAUM $40B
Advisers that list Finance Of America Capital Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 1Jun 9, 2023 to Mar 29, 2024
- Advisory employees · 1 to 0Jun 9, 2023 to Mar 29, 2024
- Advisory activities · 3 to 2Jun 9, 2023 to Mar 29, 2024
- Pooled vehicle clients · 2 to 1Jun 9, 2023 to Mar 29, 2024
- Assets in custody · $292,494 to $500,000Jun 9, 2023 to Mar 29, 2024
- Employees · 2 to 1Jun 9, 2023 to Mar 29, 2024
- State-registered IARs · 1 to 0Jun 9, 2023 to Mar 29, 2024
- Other offices · 1 to 0Jun 9, 2023 to Mar 29, 2024
- Discretionary RAUM · $292,494 to $500,000Jun 9, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $269M to $0Jun 9, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $269M to $500,000Jun 9, 2023 to Mar 29, 2024
- RAUM · $269M to $500,000Jun 9, 2023 to Mar 29, 2024
- Accounts · 3 to 2Sep 12, 2022 to Mar 30, 2023
- BD registered reps · 2 to 1Sep 12, 2022 to Mar 30, 2023
- Pooled vehicle clients · 3 to 2Sep 12, 2022 to Mar 30, 2023
- Assets in custody · $91.4M to $292,494Sep 12, 2022 to Mar 30, 2023
- Employees · 3 to 2Sep 12, 2022 to Mar 30, 2023
- Other offices · 2 to 1Sep 12, 2022 to Mar 30, 2023
- Private funds · 3 to 1Sep 12, 2022 to Mar 30, 2023
- Discretionary RAUM · $91.2M to $292,494Sep 12, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $0 to $269MSep 12, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $91.2M to $269MSep 12, 2022 to Mar 30, 2023
- RAUM · $91.2M to $269MSep 12, 2022 to Mar 30, 2023
- Advisory employees · 2 to 1Mar 30, 2022 to Sep 12, 2022
- BD registered reps · 3 to 2Mar 30, 2022 to Sep 12, 2022
- Employees · 7 to 3Mar 30, 2022 to Sep 12, 2022
- Accounts · 4 to 3Dec 3, 2021 to Mar 30, 2022
- Advisory employees · 4 to 2Dec 3, 2021 to Mar 30, 2022
- Pooled vehicle clients · 4 to 3Dec 3, 2021 to Mar 30, 2022
- Assets in custody · $18.0M to $91.4MDec 3, 2021 to Mar 30, 2022
- Private funds · 1 to 3Dec 3, 2021 to Mar 30, 2022
- Discretionary RAUM · $301M to $91.2MDec 3, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $301M to $91.2MDec 3, 2021 to Mar 30, 2022
- RAUM · $301M to $91.2MDec 3, 2021 to Mar 30, 2022
- Business name · INCENTER CAPITAL MANAGEMENT LLC to FINANCE OF AMERICA CAPITAL MANAGEMENT LLCMar 30, 2021 to Apr 22, 2021
- Legal name · INCENTER CAPITAL MANAGEMENT LLC to FINANCE OF AMERICA CAPITAL MANAGEMENT LLCMar 30, 2021 to Apr 22, 2021
- Accounts · 2 to 4Oct 13, 2020 to Mar 30, 2021
- Advisory employees · 2 to 4Oct 13, 2020 to Mar 30, 2021
- Advisory activities · 2 to 3Oct 13, 2020 to Mar 30, 2021
- Pooled vehicle clients · 2 to 4Oct 13, 2020 to Mar 30, 2021
Signals
21 dated events
- Finance Of America Capital Management Llc reported RAUM $500,000, down 100% from $268.8M (2023-06-09 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Finance Of America Capital Management Llc reported RAUM $268.8M, up 195% from $91.2M (2022-09-12 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Lee Cameron Seymore (President) no longer on Schedule A of Finance Of America Capital Management Llc (listed 2022-03-30, absent 2022-09-12)Sep 12, 2022 · Control person left · inference
- Finance Of America Capital Management Llc reported RAUM $91.2M, down 70% from $301.3M (2021-12-03 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Antoine Khalil Kanaan (Chief Investment Officer And Managing Director) no longer on Schedule A of Finance Of America Capital Management Llc (listed 2021-04-22, absent 2021-06-02)Jun 2, 2021 · Control person left · inference
- Ong Menes Chee (Board Member) no longer on Schedule A of Finance Of America Capital Management Llc (listed 2021-03-30, absent 2021-04-22)Apr 22, 2021 · Control person left · inference
- Finance Of America Capital Management Llc reported RAUM $301.3M, down 29% from $427.4M (2020-10-13 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Earnest Jeremy Prahm (Senior Managing Director) no longer on Schedule A of Finance Of America Capital Management Llc (listed 2020-10-13, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Antoine Khalil Kanaan (Chief Investment Officer And Managing Director) appeared on Schedule A of Finance Of America Capital Management LlcOct 13, 2020 · Control person joined · fact
- Ong Menes Chee (Board Member) appeared on Schedule A of Finance Of America Capital Management LlcApr 23, 2020 · Control person joined · fact
- Finance Of America Capital Management Llc reported RAUM $427.4M, up 647% from $57.2M (2019-04-10 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Earnest Jeremy Prahm (Managing Director) appeared on Schedule A of Finance Of America Capital Management LlcMar 30, 2020 · Control person joined · fact
- Elaine Emily Potrykus (Managing Director) no longer on Schedule A of Finance Of America Capital Management Llc (listed 2019-04-10, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Elizabeth Jaclyn Carey (Chief Compliance Officer) no longer on Schedule A of Finance Of America Capital Management Llc (listed 2019-04-10, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Finance Of America Capital Management Llc reported RAUM $57.2M, down 87% from $444.2M (2018-03-23 to 2019-04-10)Apr 10, 2019 · RAUM change · derived
- Elaine Emily Potrykus (Managing Director) appeared on Schedule A of Finance Of America Capital Management LlcApr 10, 2019 · Control person joined · fact
- Elizabeth Jaclyn Carey (Chief Compliance Officer) appeared on Schedule A of Finance Of America Capital Management LlcApr 10, 2019 · Control person joined · fact
- P Ali Qureshi (Managing Director) no longer on Schedule A of Finance Of America Capital Management Llc (listed 2018-03-23, absent 2019-04-10)Apr 10, 2019 · Control person left · inference
- Elizabeth Hyduke Erin Brandt (Chief Compliance Officer) no longer on Schedule A of Finance Of America Capital Management Llc (listed 2018-03-23, absent 2019-04-10)Apr 10, 2019 · Control person left · inference
- Finance Of America Capital Management Llc reported RAUM $444.2M, up 72% from $258.1M (2017-09-26 to 2018-03-23)Mar 23, 2018 · RAUM change · derived
- Incenter Capital Management Llc filed its initial SEC registration (Form ADV)Mar 17, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Finance Of America Capital Management LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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