C••••••••• I••••••••• P•••••••• L••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.32 fund_share=0.6 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$524M••• Locked

Discretionary RAUM

$478M

Private client RAUM

$166Mderived••• Locked

Private client share

32%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$131Mderived

• Occurred

  Mar 10, 2025
  Regulatory AUM changed

  C••••••••• I••••••••• P•••••••• L•• reported RAUM $464.8M, up 99% from $233.5M (2024-03-27 to 2025-03-10)

  Form ADVobserved 7 days ago
  $231M
• Occurred

  Mar 27, 2024
  Control person joined

  Kristina Amy Abitz Schwalenberg (Chief Operating Officer) appeared on Schedule A of C••••••••• I••••••••• P•••••••• L••

  Form ADVobserved 7 days ago
• Occurred

  Aug 2, 2022
  Control person left

  Eugene Kenneth Mayer (Chief Compliance Officer) no longer on Schedule A of C••••••••• I••••••••• P•••••••• L•• (listed 2022-02-28, absent 2022-08-02)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c28f8625-6da5-98b9-5f17-a917c15dfa62

First observed

Mar 28, 2012

Last observed

Mar 23, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.