RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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R•••••• K•••• F••••
- V••••••• A•••••••• I••• BD affiliated currentsince Dec 12, 2025 · Scottsdale, Az
- E•••••• A••••••• G••••• L•• BD affiliatedJul 16, 2019 to Nov 19, 2025 · Laguna Niguel, Ca
- W•••• F•••• A••••••• wirehouseSep 18, 2013 to Jan 30, 2018 · Irvine, Ca
- K•• I••••••••• S••••••• L•• BD affiliatedJul 11, 2012 to Jul 16, 2012 · Barker, Ny
- H••• S••••••••• •••• I••• BD affiliatedOct 26, 2010 to Jul 11, 2012 · Cheektowaga, Ny
- W•••• F•••• A••••••• wirehouseSep 12, 2007 to Oct 20, 2010 · Williamsville, Ny
- L•••••• F•••••••• D••••••••• I••• unclassifiedApr 15, 2004 to Sep 20, 2005 · Williamsville, Ny
- O•• P•••••• I••••••••• I•• formerJan 8, 2003 to May 24, 2004 · New York, Ny
- E•••••• A••••••• G••••• L•• to V••••••• A•••••••• I•••left Nov 19, 2025, registered Dec 12, 2025 (23 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••left Jan 30, 2018, registered Jul 16, 2019 (532 days) · Other
- K•• I••••••••• S••••••• L•• to W•••• F•••• A•••••••left Jul 16, 2012, registered Sep 18, 2013 (429 days) · Other
- H••• S••••••••• •••• I••• to K•• I••••••••• S••••••• L••left Jul 11, 2012, registered Jul 11, 2012 (0 days) · Other
- W•••• F•••• A••••••• to H••• S••••••••• •••• I•••left Oct 20, 2010, registered Oct 26, 2010 (6 days) · Other
- L•••••• F•••••••• D••••••••• I••• to W•••• F•••• A•••••••left Sep 20, 2005, registered Sep 12, 2007 (722 days) · Other
- O•• P•••••• I••••••••• I•• to L•••••• F•••••••• D••••••••• I•••left May 24, 2004, registered Apr 15, 2004 (-39 days) · Other
- R•••••• K•••• F•••• left E•••••• A••••••• G••••• L•• for V••••••• A•••••••• I••• (registered 2025-12-12)Nov 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address