DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin R Walker

J.P. Morgan Securities LLCwirehouseHillside, Nj dual registrantIAPD 1911516

Feed of 09/14/2026

Also filed as Kevin R Walker

At current firm

1 y

since Feb 12, 2025

In the industry

28 y

since Jun 13, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Feb 12, 2025 · Short Hills, Nj
Td Private Client Wealth LLC BD affiliated
Apr 21, 2022 to Feb 28, 2025 · Haddon Township, Nj
Morgan Stanley wirehouse
Jun 25, 2015 to Dec 21, 2021 · Paramus, Nj
Valic Financial Advisors, Inc. BD affiliated
Oct 10, 2012 to Nov 13, 2014 · Mount Laurel, Nj
Pnc Wealth Management BD affiliated
Dec 22, 2011 to Jun 21, 2012 · Columbus, Oh
Wells Fargo Advisors wirehouse
Apr 1, 2008 to Nov 9, 2010 · Summit, Nj
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 14, 2006 to Mar 13, 2008 · Bridgewater, Nj
Chase Investment Services Corp. former
Nov 18, 2003 to Mar 10, 2006 · New York, Ny
Tower Square Securities, Inc. former
Sep 19, 2002 to Aug 6, 2003 · East Brunswick, Nj

Moves

a registration end followed by a registration begin elsewhere

Td Private Client Wealth LLC to J.P. Morgan Securities LLC
left Feb 28, 2025, registered Feb 12, 2025 (-16 days) · Affiliated broker-dealer or bank to wirehouse
Morgan Stanley to Td Private Client Wealth LLC
left Dec 21, 2021, registered Apr 21, 2022 (121 days) · Wirehouse to affiliated broker-dealer or bank
Valic Financial Advisors, Inc. to Morgan Stanley
left Nov 13, 2014, registered Jun 25, 2015 (224 days) · Other
Pnc Wealth Management to Valic Financial Advisors, Inc.
left Jun 21, 2012, registered Oct 10, 2012 (111 days) · Other
Wells Fargo Advisors to Pnc Wealth Management
left Nov 9, 2010, registered Dec 22, 2011 (408 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Mar 13, 2008, registered Apr 1, 2008 (19 days) · Wirehouse to wirehouse
Chase Investment Services Corp. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Mar 10, 2006, registered Jun 14, 2006 (96 days) · Other
Tower Square Securities, Inc. to Chase Investment Services Corp.
left Aug 6, 2003, registered Nov 18, 2003 (104 days) · Other

Signals

Kevin R Walker left Td Private Client Wealth Llc for J.P. Morgan Securities Llc (registered 2025-02-12)
Feb 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address