DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Cherie Jean Cook
At current firm
9 y
since Mar 24, 2017
In the industry
25 y
since Oct 19, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Dynamic independent RIA currentsince Mar 24, 2017 · Phoenix, Az
- Bok Financial Advisors BD affiliatedFeb 27, 2014 to Mar 31, 2016 · Tulsa, Ok
- Cavanal Hill Investment Management, Inc. otherFeb 27, 2014 to Apr 15, 2016 · Tulsa, Ok
- Pnc Managed Account Solutions, Inc. formerJul 13, 2011 to Nov 4, 2013 · Birmingham, Al
- Zions Capital Advisors, Inc. institutionalSep 19, 2007 to Jun 29, 2009 · Salt Lake City, Ut
- Allegis Advisors, Inc. unclassifiedMay 19, 2005 to Apr 23, 2007 · Salt Lake City, Ut
- Householder Group, Estate & Retirement Specialists unclassifiedDec 9, 2004 to Dec 15, 2004 · Phoenix, Az
- Osaic Fa, Inc. formerMar 23, 2001 to Oct 5, 2004 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Cavanal Hill Investment Management, Inc. to Dynamicleft Apr 15, 2016, registered Mar 24, 2017 (343 days) · Other
- Bok Financial Advisors to Cavanal Hill Investment Management, Inc.left Mar 31, 2016, registered Feb 27, 2014 (-763 days) · Other
- Pnc Managed Account Solutions, Inc. to Bok Financial Advisorsleft Nov 4, 2013, registered Feb 27, 2014 (115 days) · Other
- Zions Capital Advisors, Inc. to Pnc Managed Account Solutions, Inc.left Jun 29, 2009, registered Jul 13, 2011 (744 days) · Other
- Allegis Advisors, Inc. to Zions Capital Advisors, Inc.left Apr 23, 2007, registered Sep 19, 2007 (149 days) · Other
- Householder Group, Estate & Retirement Specialists to Allegis Advisors, Inc.left Dec 15, 2004, registered May 19, 2005 (155 days) · Other
- Osaic Fa, Inc. to Householder Group, Estate & Retirement Specialistsleft Oct 5, 2004, registered Dec 9, 2004 (65 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address