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Registered advisor
C••••••••• S•••• J••••••
Feed of 09/14/2026
Also filed as C••••••••• S J••••••
At current firm
4 y
since May 17, 2022
In the industry
35 y
since Jul 29, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 17, 2022 · Cartersville, Ga
- J••• M••••• S••••••••• L•• wirehouseFeb 12, 2021 to Apr 14, 2022 · Kennesaw, Ga
- T••••••• I••••••••• M••••••••• I••• BD affiliatedAug 8, 2019 to Feb 1, 2021 · Cartersville, Ga
- P•• W••••• M••••••••• BD affiliatedAug 16, 2018 to Jun 4, 2019 · Woodstock, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 1, 2017 to Jul 30, 2018 · Catersville, Ga
- E••••• J•••• national BDApr 25, 2016 to May 23, 2017 · Cartersville, Ga
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 14, 2022, registered May 17, 2022 (33 days) · Wirehouse to wirehouse
- T••••••• I••••••••• M••••••••• I••• to J••• M••••• S••••••••• L••left Feb 1, 2021, registered Feb 12, 2021 (11 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to T••••••• I••••••••• M••••••••• I•••left Jun 4, 2019, registered Aug 8, 2019 (65 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to P•• W••••• M•••••••••left Jul 30, 2018, registered Aug 16, 2018 (17 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to C••••• I••••••••• A••••••• L••left May 23, 2017, registered Jun 1, 2017 (9 days) · Other
Signals
- C••••••••• S•••• J•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2022-05-17)Apr 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address