RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••• H•••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 16, 2025 · Las Vegas, Nv
- T• A••••••••• I••• formerJun 24, 2016 to Jan 11, 2021 · Las Vegas, Nv
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 23, 2016 to Dec 31, 2020 · Las Vegas, Nv
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 3, 2015 to May 26, 2016 · Las Vegas, Nv
- F••••• I••••••••• independent RIAAug 4, 2014 to Jul 10, 2015 · Plano, Tx
- A••••• T••••• P•••••• W••••• independent RIAOct 12, 2011 to Aug 1, 2014 · Las Vegas, Nv
- S•••••••• A••••••• L•• national BDJul 9, 2007 to Sep 21, 2011 · Henderson, Nv
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left Jan 11, 2021, registered Dec 16, 2025 (1800 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Jun 24, 2016 (-1651 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 26, 2016, registered Jun 23, 2016 (28 days) · Other
- F••••• I••••••••• to V•••• F•••••••• A•••••••• I•••left Jul 10, 2015, registered Sep 3, 2015 (55 days) · Other
- A••••• T••••• P•••••• W••••• to F••••• I•••••••••left Aug 1, 2014, registered Aug 4, 2014 (3 days) · Other
- S•••••••• A••••••• L•• to A••••• T••••• P•••••• W•••••left Sep 21, 2011, registered Oct 12, 2011 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address