DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christine Cortes
Certified Financial Planner
Feed of 09/14/2026
Also filed as Christine Maria Mccollum
At current firm
0 y
since Mar 19, 2026
In the industry
32 y
since Jul 27, 1994 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Mar 19, 2026 · Fort Worth, Tx
- Ameriprise Financial Services, LLC national BDOct 1, 2025 to Mar 17, 2026 · Alexandria, Va
- Wells Fargo Advisors wirehouseMar 5, 2025 to Sep 16, 2025 · Mclean, Va
- Pnc Wealth Management BD affiliatedJul 2, 2019 to Feb 21, 2025 · Palm Beach Gardens, Fl
- Morgan Stanley wirehouseJan 24, 2018 to Feb 7, 2019 · Washington, Dc
- Citigroup Global Markets Inc. BD affiliatedAug 1, 2014 to Sep 29, 2017 · Washington, Dc
- Pnc Wealth Management BD affiliatedNov 13, 2009 to Jul 2, 2014 · Burtonsville, Md
- Natcity Investments, Inc. unclassifiedFeb 20, 2009 to Nov 13, 2009 · Port St. Lucie, Fl
- Edward Jones national BDDec 13, 2007 to Feb 3, 2009 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to First Command Advisory Servicesleft Mar 17, 2026, registered Mar 19, 2026 (2 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Ameriprise Financial Services, LLCleft Sep 16, 2025, registered Oct 1, 2025 (15 days) · Wirehouse to affiliated broker-dealer or bank
- Pnc Wealth Management to Wells Fargo Advisorsleft Feb 21, 2025, registered Mar 5, 2025 (12 days) · Affiliated broker-dealer or bank to wirehouse
- Morgan Stanley to Pnc Wealth Managementleft Feb 7, 2019, registered Jul 2, 2019 (145 days) · Wirehouse to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Morgan Stanleyleft Sep 29, 2017, registered Jan 24, 2018 (117 days) · Other
- Pnc Wealth Management to Citigroup Global Markets Inc.left Jul 2, 2014, registered Aug 1, 2014 (30 days) · Other
- Natcity Investments, Inc. to Pnc Wealth Managementleft Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- Edward Jones to Natcity Investments, Inc.left Feb 3, 2009, registered Feb 20, 2009 (17 days) · Other
Signals
- Christine Cortes left Ameriprise Financial Services, Llc for First Command Advisory Services (registered 2026-03-19)Mar 17, 2026 · Advisor changed firm · fact
- Christine Cortes left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2025-10-01)Sep 16, 2025 · Advisor changed firm · fact
- Christine Cortes left Pnc Wealth Management for Wells Fargo Advisors (registered 2025-03-05)Feb 21, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address