DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Y••••• J••••••

M••••• G••••• A••••••• I•••independent RIADenver, Co IA-onlyIAPD 2513365

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Jul 31, 2025

In the industry

25 y

since Mar 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Jul 31, 2025 · Denver, Co
V••••••• A•••••••• I••• BD affiliated
Nov 30, 2023 to Aug 5, 2025 · Scottsdale, Az
S••••• W••••• A•••••••• I••• no RAUM
Sep 22, 2021 to Nov 27, 2023 · Phoenix, Az
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Aug 30, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Apr 19, 2018 to Jul 13, 2018 · Oak Brook, Il
A••••• A•• P••••••• S••••••• BD affiliated
Dec 11, 2012 to Mar 10, 2018 · Evanston, Il

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to M••••• G••••• A••••••• I•••
left Aug 5, 2025, registered Jul 31, 2025 (-5 days) · Affiliated broker-dealer or bank to independent RIA
S••••• W••••• A•••••••• I••• to V••••••• A•••••••• I•••
left Nov 27, 2023, registered Nov 30, 2023 (3 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to S••••• W••••• A•••••••• I•••
left Aug 30, 2021, registered Sep 22, 2021 (23 days) · Other
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to S•••••••• A••••••• L••
left Mar 10, 2018, registered Apr 19, 2018 (40 days) · Other

Signals

Y••••• J•••••• left V••••••• A•••••••• I••• for M••••• G••••• A••••••• I••• (registered 2025-07-31)
Aug 5, 2025 · Advisor changed firm · fact
Y••••• J•••••• left S••••• W••••• A•••••••• I••• for V••••••• A•••••••• I••• (registered 2023-11-30)
Nov 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address