RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• K•••••• C•••••••
- I•••••••• A••••••• S•••••••• independent RIA currentsince Jun 11, 2026 · Dallas, Tx
- G•••••••• W••••• P••••••• BD affiliatedMay 30, 2019 to Mar 27, 2026 · Marlton, Nj
- O••••••••• • C•• I••• BD affiliatedFeb 17, 2016 to May 23, 2019 · Philadelphia, Pa
- M••••• S•••••• wirehouseJul 2, 2013 to Mar 4, 2016 · Philadelphia, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedApr 11, 2008 to May 28, 2009 · Philadelphia, Pa
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 14, 2008 · Linwood, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJun 14, 2001 to Jul 1, 2003 · Washington, Dc
- G•••••••• W••••• P••••••• to I•••••••• A••••••• S••••••••left Mar 27, 2026, registered Jun 11, 2026 (76 days) · channel change inside one enterprise, not a move
- O••••••••• • C•• I••• to G•••••••• W••••• P•••••••left May 23, 2019, registered May 30, 2019 (7 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to O••••••••• • C•• I•••left Mar 4, 2016, registered Feb 17, 2016 (-16 days) · Other
- J••••• M••••••••• S•••• L•• to M••••• S••••••left May 28, 2009, registered Jul 2, 2013 (1496 days) · Other
- W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••left Apr 14, 2008, registered Apr 11, 2008 (-3 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address