DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeremy Benjamin Neilson

LPL Financial LLCBD affiliatedSt. George, Utdual registrantIAPD 2693060

Feed of 09/14/2026

At current firm

0 y

since Apr 7, 2026

In the industry

30 y

since Dec 28, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Apr 7, 2026 · St. George, Ut
Empower Advisory Group, LLC BD affiliated
Dec 13, 2024 to Apr 6, 2026 · Greenwood Village, Co
Morgan Stanley wirehouse
Mar 16, 2023 to Nov 22, 2024 · Sandy, Ut
E*Trade Capital Management, LLC former
May 5, 2016 to Sep 5, 2023 · Sandy, Ut
Valic Financial Advisors, Inc. BD affiliated
Sep 14, 2015 to Feb 3, 2016 · Linthicum Heights, Md
Transamerica Retirement Advisors, LLC BD affiliated
May 13, 2014 to Aug 12, 2015 · North Salt Lake, Ut
Charles Schwab & Co., Inc. national BD
Aug 28, 2008 to Nov 19, 2008 · Tulsa, Ok
Strategic Advisers LLC national BD
May 26, 1998 to Aug 18, 2005 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

Empower Advisory Group, LLC to LPL Financial LLC
left Apr 6, 2026, registered Apr 7, 2026 (1 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Empower Advisory Group, LLC
left Nov 22, 2024, registered Dec 13, 2024 (21 days) · Wirehouse to affiliated broker-dealer or bank
E*Trade Capital Management, LLC to Morgan Stanley
left Sep 5, 2023, registered Mar 16, 2023 (-173 days) · corporate re-registration, not a move
Valic Financial Advisors, Inc. to E*Trade Capital Management, LLC
left Feb 3, 2016, registered May 5, 2016 (92 days) · Other
Transamerica Retirement Advisors, LLC to Valic Financial Advisors, Inc.
left Aug 12, 2015, registered Sep 14, 2015 (33 days) · Other
Charles Schwab & Co., Inc. to Transamerica Retirement Advisors, LLC
left Nov 19, 2008, registered May 13, 2014 (2001 days) · Other
Strategic Advisers LLC to Charles Schwab & Co., Inc.
left Aug 18, 2005, registered Aug 28, 2008 (1106 days) · Affiliated broker-dealer or bank to another

Signals

Jeremy Benjamin Neilson left Empower Advisory Group, Llc for Lpl Financial Llc (registered 2026-04-07)
Apr 6, 2026 · Advisor changed firm · fact
Jeremy Benjamin Neilson left Morgan Stanley for Empower Advisory Group, Llc (registered 2024-12-13)
Nov 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address