DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Toni Lynn Sutherland
Feed of 09/15/2026
At current firm
7 y
since Mar 15, 2019
In the industry
30 y
since May 16, 1996 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Emerson Equity LLC BD affiliated currentsince Mar 15, 2019 · Aptos, Ca
- Realta Investment Advisors, Inc BD affiliatedFeb 11, 2025 to Feb 18, 2025 · Wilmington, De
- Sandlapper Wealth Management, LLC formerFeb 6, 2015 to Mar 15, 2019 · Aptos, Ca
- Sandlapper Wealth Management, LLC formerSep 25, 2013 to Dec 12, 2014 · Greenville, Sc
- Independent Financial Group, LLC BD affiliatedSep 18, 2006 to Sep 10, 2013 · San Diego, Ca
- Pacific West Financial Consultants Inc formerMar 7, 2003 to Sep 18, 2006 · Aptos, Ca
- Foothill Securities, Inc. formerJun 11, 2002 to Apr 3, 2003 · Capitola, Ca
- Citigroup Global Markets Inc. BD affiliatedAug 2, 1999 to Jun 14, 2002 · Capitola, Ca
Moves
a registration end followed by a registration begin elsewhere
- Realta Investment Advisors, Inc to no registered destinationleft Feb 18, 2025 · Departure, no registered destination
- Sandlapper Wealth Management, LLC to Emerson Equity LLCleft Mar 15, 2019, registered Mar 15, 2019 (0 days) · Other
- Sandlapper Wealth Management, LLC to Sandlapper Wealth Management, LLCleft Dec 12, 2014, registered Feb 6, 2015 (56 days) · channel change inside one enterprise, not a move
- Independent Financial Group, LLC to Sandlapper Wealth Management, LLCleft Sep 10, 2013, registered Sep 25, 2013 (15 days) · Other
- Pacific West Financial Consultants Inc to Independent Financial Group, LLCleft Sep 18, 2006, registered Sep 18, 2006 (0 days) · Other
- Foothill Securities, Inc. to Pacific West Financial Consultants Incleft Apr 3, 2003, registered Mar 7, 2003 (-27 days) · Other
- Citigroup Global Markets Inc. to Foothill Securities, Inc.left Jun 14, 2002, registered Jun 11, 2002 (-3 days) · Other
Signals
- Toni Lynn Sutherland no longer registered at Realta Investment Advisors, Inc; no later IA registration on IAPDFeb 18, 2025 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address