DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••• R•••••••••

S•••••••• A••••••• L••national BDShavano Park, Txdual registrantIAPD 2750617

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• J Ramsook

At current firm

1 y

since Mar 31, 2025

In the industry

30 y

since Jun 14, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Shavano Park, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 11, 2022 to Mar 31, 2025 · San Antonio, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 22, 2021 to Jun 15, 2022 · Jacksonville, Fl
S••••••• F•••••••• S•••••••• I••• former
Feb 3, 2017 to Mar 20, 2017 · San Antonio, Tx
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jul 12, 2016 to Sep 29, 2016 · Irving, Tx
U••• F•••••••• P••••••• S••••••• former
Aug 1, 2008 to Apr 6, 2016 · San Antonio, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 10, 2007 to Dec 31, 2008 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
May 20, 2002 to Dec 31, 2006 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 15, 2022, registered Jul 11, 2022 (26 days) · Affiliated broker-dealer or bank to another
S••••••• F•••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••
left Mar 20, 2017, registered Dec 22, 2021 (1738 days) · Other
T••••••• I••••••••• M••••••••• I••• to S••••••• F•••••••• S•••••••• I•••
left Sep 29, 2016, registered Feb 3, 2017 (127 days) · Other
U••• F•••••••• P••••••• S••••••• to T••••••• I••••••••• M••••••••• I•••
left Apr 6, 2016, registered Jul 12, 2016 (97 days) · Other
U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••
left Dec 31, 2008, registered Aug 1, 2008 (-152 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Dec 31, 2006, registered Jan 10, 2007 (10 days) · Other

Signals

M•••••• J••• R••••••••• left C•••••••• G••••• M•••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-07-11)
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address