DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• P• C••••

E••••• J••••national BDTrinity, Fldual registrantIAPD 2877142

Feed of 09/14/2026

Also filed as Chris Colon

At current firm

1 y

since Aug 11, 2025

In the industry

23 y

since Aug 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Aug 11, 2025 · Trinity, Fl
E•••••• F•••••••• E•••••• independent RIA
Feb 21, 2024 to Sep 12, 2025 · Odessa, Fl
L•• F•••••••• L•• BD affiliated
Sep 12, 2022 to Jul 18, 2023 · Tampa, Fl
H••••• M••• I••••••••• I••• no RAUM
Mar 19, 2021 to Feb 16, 2022 · Wesley Chapel, Fl
R•••••• J•••• • A••••••••• I••• national BD
Mar 14, 2019 to Jun 26, 2019 · St. Petersburg, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Oct 7, 2016 to Mar 29, 2019 · Tampa, Fl
U••• F•••••••• P••••••• S••••••• former
Oct 7, 2013 to Nov 22, 2016 · Tampa, Fl
A••••••••• A•••••• S•••••••• I••• unclassified
Aug 1, 2003 to Jan 30, 2004 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to E••••• J••••
left Sep 12, 2025, registered Aug 11, 2025 (-32 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to E•••••• F•••••••• E••••••
left Jul 18, 2023, registered Feb 21, 2024 (218 days) · Affiliated broker-dealer or bank to independent RIA
H••••• M••• I••••••••• I••• to L•• F•••••••• L••
left Feb 16, 2022, registered Sep 12, 2022 (208 days) · Other
R•••••• J•••• • A••••••••• I••• to H••••• M••• I••••••••• I•••
left Jun 26, 2019, registered Mar 19, 2021 (632 days) · Other
U••• I••••••••• S••••••• C•••••• to R•••••• J•••• • A••••••••• I•••
left Mar 29, 2019, registered Mar 14, 2019 (-15 days) · Affiliated broker-dealer or bank to another
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Nov 22, 2016, registered Oct 7, 2016 (-46 days) · channel change inside one enterprise, not a move
A••••••••• A•••••• S•••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Jan 30, 2004, registered Oct 7, 2013 (3538 days) · Other

Signals

C••••••••• P• C•••• left E•••••• F•••••••• E•••••• for E••••• J•••• (registered 2025-08-11)
Sep 12, 2025 · a•••••• firm change · fact
C••••••••• P• C•••• left L•• F•••••••• L•• for E•••••• F•••••••• E•••••• (registered 2024-02-21)
Jul 18, 2023 · a•••••• firm change · fact
C••••••••• P• C•••• left H••••• M••• I••••••••• I••• for L•• F•••••••• L•• (registered 2022-09-12)
Feb 16, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address