DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Chris Colon
At current firm
1 y
since Aug 11, 2025
In the industry
23 y
since Aug 1, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Aug 11, 2025 · Trinity, Fl
- Edelman Financial Engines independent RIAFeb 21, 2024 to Sep 12, 2025 · Odessa, Fl
- LPL Financial LLC BD affiliatedSep 12, 2022 to Jul 18, 2023 · Tampa, Fl
- Horace Mann Investors, Inc. no RAUMMar 19, 2021 to Feb 16, 2022 · Wesley Chapel, Fl
- Raymond James & Associates, Inc. national BDMar 14, 2019 to Jun 26, 2019 · St. Petersburg, Fl
- Usaa Investment Services Company no RAUMOct 7, 2016 to Mar 29, 2019 · Tampa, Fl
- Usaa Financial Planning Services formerOct 7, 2013 to Nov 22, 2016 · Tampa, Fl
- Ameriprise Advisor Services, Inc. unclassifiedAug 1, 2003 to Jan 30, 2004 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Engines to Edward Jonesleft Sep 12, 2025, registered Aug 11, 2025 (-32 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to Edelman Financial Enginesleft Jul 18, 2023, registered Feb 21, 2024 (218 days) · Affiliated broker-dealer or bank to independent RIA
- Horace Mann Investors, Inc. to LPL Financial LLCleft Feb 16, 2022, registered Sep 12, 2022 (208 days) · Other
- Raymond James & Associates, Inc. to Horace Mann Investors, Inc.left Jun 26, 2019, registered Mar 19, 2021 (632 days) · Other
- Usaa Investment Services Company to Raymond James & Associates, Inc.left Mar 29, 2019, registered Mar 14, 2019 (-15 days) · Affiliated broker-dealer or bank to another
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Nov 22, 2016, registered Oct 7, 2016 (-46 days) · channel change inside one enterprise, not a move
- Ameriprise Advisor Services, Inc. to Usaa Financial Planning Servicesleft Jan 30, 2004, registered Oct 7, 2013 (3538 days) · Other
Signals
- Christopher P Colon left Edelman Financial Engines for Edward Jones (registered 2025-08-11)Sep 12, 2025 · Advisor changed firm · fact
- Christopher P Colon left Lpl Financial Llc for Edelman Financial Engines (registered 2024-02-21)Jul 18, 2023 · Advisor changed firm · fact
- Christopher P Colon left Horace Mann Investors, Inc. for Lpl Financial Llc (registered 2022-09-12)Feb 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address