DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B••••• H•••••

K••••• C••••••• L••state registeredDekalb, Il IA-onlyIAPD 2923685

Feed of 09/14/2026

At current firm

0 y

since Jan 2, 2026

In the industry

29 y

since Jul 21, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• C••••••• L•• state registered current
since Jan 2, 2026 · Peyton, Co
E•••• A••••••• I••• independent RIA
Jun 15, 2021 to Dec 18, 2025 · Peyton, Co
E••••• J•••• national BD
Mar 1, 2019 to Apr 5, 2021 · Colorado Springs, Co
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Dec 13, 2018 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Jul 30, 2015 to Jan 8, 2018 · Colorado Springs, Co
V•••• F•••••••• A•••••••• I••• BD affiliated
Jul 26, 2010 to Aug 22, 2012 · Lakewood, Co

Moves

a registration end followed by a registration begin elsewhere

E•••• A••••••• I••• to K••••• C••••••• L••
left Dec 18, 2025, registered Jan 2, 2026 (15 days) · RIA to a state-registered adviser
E••••• J•••• to E•••• A••••••• I•••
left Apr 5, 2021, registered Jun 15, 2021 (71 days) · Affiliated broker-dealer or bank to independent RIA
U••• I••••••••• S••••••• C•••••• to E••••• J••••
left Dec 13, 2018, registered Mar 1, 2019 (78 days) · Affiliated broker-dealer or bank to another
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
V•••• F•••••••• A•••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Aug 22, 2012, registered Jul 30, 2015 (1072 days) · Other

Signals

J•••• B••••• H••••• left E•••• A••••••• I••• for K••••• C••••••• L•• (registered 2026-01-02)
Dec 18, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address