RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• R•••••• C••••••
- F•••• C••••••• A•••• M••••••••• I•• BD affiliated currentsince Aug 17, 2026 · Raleigh, Nc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliated currentsince Nov 14, 2025 · Raleigh, Nc
- F••••••• F•••••••• A•••••••• L•• independent RIAJul 1, 2016 to Jul 2, 2019 · Chapel Hill, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedOct 24, 2013 to May 11, 2016 · Durham, Nc
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 1, 2013 · Chapel Hill, Nc
- P••••••••• E••••• G••••• L•• unclassifiedDec 31, 2001 to Jul 1, 2003 · Durham, Nc
- F••••••• F•••••••• A•••••••• L•• to F•••• C••••••• I••••••• S•••••••• I•••left Jul 2, 2019, registered Nov 14, 2025 (2327 days) · RIA to affiliated broker-dealer or bank
- A••••• A•• P••••••• S••••••• to F••••••• F•••••••• A•••••••• L••left May 11, 2016, registered Jul 1, 2016 (51 days) · Other
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Oct 1, 2013, registered Oct 24, 2013 (23 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address