DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• K• H•••

H••••••••• F•••••••• A•••••••BD affiliatedGrove City, Oh dual registrantIAPD 2968636

Feed of 09/15/2026

Also filed as K••• Katrell H•••

At current firm

0 y

since Mar 9, 2026

In the industry

27 y

since Sep 21, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••••••• F•••••••• A••••••• BD affiliated current
since Mar 9, 2026 · Grove City, Oh
E•••••• A••••••• G••••• L•• BD affiliated
Sep 6, 2023 to Dec 16, 2025 · Grove City, Oh
U•• F•••••••• S••••••• I••• wirehouse
Oct 7, 2021 to Aug 22, 2023 · Grove City, Oh
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Mar 10, 2016 to Oct 22, 2021 · Columbus, Oh
N••••••••• S••••••••• L•• no RAUM
Jan 11, 2013 to Mar 21, 2016 · Columbus, Oh
M••••• S•••••• wirehouse
Jun 1, 2009 to Nov 1, 2012 · Columbus, Oh
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 18, 2005 to Jun 1, 2009 · H•••••••••, Wv

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to H••••••••• F•••••••• A•••••••
left Dec 16, 2025, registered Mar 9, 2026 (83 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to E•••••• A••••••• G••••• L••
left Aug 22, 2023, registered Sep 6, 2023 (15 days) · Wirehouse to affiliated broker-dealer or bank
N••••••••• I••••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••
left Oct 22, 2021, registered Oct 7, 2021 (-15 days) · Affiliated broker-dealer or bank to wirehouse
N••••••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
left Mar 21, 2016, registered Mar 10, 2016 (-11 days) · corporate re-registration, not a move
M••••• S•••••• to N••••••••• S••••••••• L••
left Nov 1, 2012, registered Jan 11, 2013 (71 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

K••• K• H••• left E•••••• A••••••• G••••• L•• for H••••••••• F•••••••• A••••••• (registered 2026-03-09)
Dec 16, 2025 · Advisor changed firm · fact
K••• K• H••• left U•• F•••••••• S••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2023-09-06)
Aug 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address