DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Bast
Feed of 09/15/2026
Also filed as Kevin Charles Bast
At current firm
2 y
since May 19, 2024
In the industry
27 y
since Oct 26, 1998 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince May 19, 2024 · Columbus, Oh
- E*Trade Capital Management, LLC formerFeb 11, 2022 to Aug 14, 2023 · Arlington, Va
- Vanguard Advisers, Inc. BD affiliatedOct 5, 2020 to May 24, 2021 · Scottsdale, Az
- Td Ameritrade, Inc. formerMar 26, 2019 to Sep 9, 2020 · Phoenix, Az
- Td Ameritrade Investment Management, LLC formerMar 26, 2019 to Sep 9, 2020 · Phoenix, Az
- Morgan Stanley wirehouseOct 4, 2018 to Mar 6, 2019 · Gilbert, Az
- Usaa Financial Planning Services formerApr 2, 2013 to Apr 15, 2014 · Phoenix, Az
- Usaa Investment Services Company no RAUMJan 24, 2013 to Apr 3, 2013 · Phoenix, Az
- Charles Schwab & Co., Inc. national BDAug 2, 2011 to Nov 30, 2012 · Phoenix, Az
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 11, 2011 to Jul 6, 2011 · Phoenix, Az
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 20, 2006 to Feb 8, 2008 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to J.P. Morgan Securities LLCleft Aug 14, 2023, registered May 19, 2024 (279 days) · RIA to wirehouse
- Vanguard Advisers, Inc. to E*Trade Capital Management, LLCleft May 24, 2021, registered Feb 11, 2022 (263 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Sep 9, 2020, registered Mar 26, 2019 (-533 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 9, 2020, registered Mar 26, 2019 (-533 days) · channel change inside one enterprise, not a move
- Morgan Stanley to Td Ameritrade, Inc.left Mar 6, 2019, registered Mar 26, 2019 (20 days) · Other
- Usaa Financial Planning Services to Morgan Stanleyleft Apr 15, 2014, registered Oct 4, 2018 (1633 days) · Other
- Usaa Investment Services Company to Usaa Financial Planning Servicesleft Apr 3, 2013, registered Apr 2, 2013 (-1 days) · corporate re-registration, not a move
- Charles Schwab & Co., Inc. to Usaa Investment Services Companyleft Nov 30, 2012, registered Jan 24, 2013 (55 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Charles Schwab & Co., Inc.left Jul 6, 2011, registered Aug 2, 2011 (27 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Kevin Bast left E*Trade Capital Management, Llc for J.P. Morgan Securities Llc (registered 2024-05-19)Aug 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address