DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Louis Robert Hery
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Oct 15, 2024
In the industry
27 y
since Jul 15, 1999 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Oct 15, 2024 · Parsippany, Nj
- American Portfolios Advisors, Inc formerAug 28, 2019 to Oct 11, 2024 · Holbrook, Ny
- Raymond James Financial Services Advisors, Inc BD affiliatedOct 13, 2016 to Aug 14, 2019 · Randolph, Nj
- Federated Securities Corp. no RAUMJun 6, 2012 to Oct 25, 2016 · Pittsburgh, Pa
- Mdt Advisers, A Division Of Federated Mdta LLC asset managerJun 6, 2012 to Oct 25, 2016 · Boston, Ma
- Federated Investment Counseling institutionalJun 6, 2012 to Oct 25, 2016 · Pittsburgh, Pa
- M&T Securities, Inc. unclassifiedMar 18, 2009 to Jun 5, 2012 · Baltimore, Md
- John Hancock Investment Management LLC asset managerFeb 13, 2004 to Feb 12, 2009 · Boston, Ma
- Manulife Investment Management (US) LLC asset managerFeb 13, 2004 to Feb 12, 2009 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- American Portfolios Advisors, Inc to Osaic Advisory Services, LLCleft Oct 11, 2024, registered Oct 15, 2024 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
- Raymond James Financial Services Advisors, Inc to American Portfolios Advisors, Incleft Aug 14, 2019, registered Aug 28, 2019 (14 days) · Affiliated broker-dealer or bank to independent RIA
- Federated Securities Corp. to Mdt Advisers, A Division Of Federated Mdta LLCleft Oct 25, 2016, registered Jun 6, 2012 (-1602 days) · channel change inside one enterprise, not a move
- Mdt Advisers, A Division Of Federated Mdta LLC to Federated Investment Counselingleft Oct 25, 2016, registered Jun 6, 2012 (-1602 days) · channel change inside one enterprise, not a move
- Federated Investment Counseling to Federated Securities Corp.left Oct 25, 2016, registered Jun 6, 2012 (-1602 days) · Other
- M&T Securities, Inc. to Mdt Advisers, A Division Of Federated Mdta LLCleft Jun 5, 2012, registered Jun 6, 2012 (1 days) · Other
- John Hancock Investment Management LLC to M&T Securities, Inc.left Feb 12, 2009, registered Mar 18, 2009 (34 days) · Other
- Manulife Investment Management (US) LLC to John Hancock Investment Management LLCleft Feb 12, 2009, registered Feb 13, 2004 (-1826 days) · Other
Signals
- Louis Robert Hery left American Portfolios Advisors, Inc for Osaic Advisory Services, Llc (registered 2024-10-15)Oct 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address