RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• B•••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jan 29, 2025 · Maitland, Fl
- S•••••••• A••••••• L•• national BDMar 7, 2013 to Sep 8, 2016 · Altamonte Springs, Fl
- P•• W••••• M••••••••• BD affiliatedMar 30, 2012 to Dec 17, 2012 · Palm Beach Gardens, Fl
- B••• I••••••••• S•••••••• I••• formerJan 19, 2011 to Feb 7, 2012 · Charlotte, Nc
- C•••• I••••••••• S••••••• C•••• formerDec 13, 2010 to Jan 6, 2011 · Clermont, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 15, 2010 to Dec 16, 2010 · Orlando, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedJul 21, 2008 to Jun 14, 2010 · Roseland, Nj
- W••• I••••••••• I••• unclassifiedMar 12, 2004 to Jun 5, 2008 · Hackettstown, Nj
- S•••••••• A••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Sep 8, 2016, registered Jan 29, 2025 (3065 days) · Other
- P•• W••••• M••••••••• to S•••••••• A••••••• L••left Dec 17, 2012, registered Mar 7, 2013 (80 days) · Other
- B••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••left Feb 7, 2012, registered Mar 30, 2012 (52 days) · Other
- C•••• I••••••••• S••••••• C•••• to B••• I••••••••• S•••••••• I•••left Jan 6, 2011, registered Jan 19, 2011 (13 days) · Other
- V•••• F•••••••• A•••••••• I••• to C•••• I••••••••• S••••••• C••••left Dec 16, 2010, registered Dec 13, 2010 (-3 days) · Other
- A••••• A•• P••••••• S••••••• to V•••• F•••••••• A•••••••• I•••left Jun 14, 2010, registered Nov 15, 2010 (154 days) · Other
- W••• I••••••••• I••• to A••••• A•• P••••••• S•••••••left Jun 5, 2008, registered Jul 21, 2008 (46 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address