RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• S••••• C•••••
- O•••• W•••••• I••• BD affiliated currentsince Jul 2, 2026 · El Paso, Tx
- E••••• J•••• national BDMay 12, 2023 to Jun 13, 2026 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedJul 25, 2022 to Jan 30, 2023 · El Paso, Tx
- L•••• F••• A••••••• S••••••• BD affiliatedJun 9, 2020 to Feb 2, 2021 · El Paso, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerMar 14, 2016 to Jun 1, 2020 · El Paso, Tx
- O•••• F•• I••• formerFeb 11, 2009 to Dec 31, 2011 · El Paso, Tx
- W••••••• F•••••••• S•••••••• I••• formerJul 7, 2006 to Dec 31, 2008 · El Paso, Tx
- E••••• J•••• to O•••• W•••••• I•••left Jun 13, 2026, registered Jul 2, 2026 (19 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to E••••• J••••left Jan 30, 2023, registered May 12, 2023 (102 days) · RIA to affiliated broker-dealer or bank
- L•••• F••• A••••••• S••••••• to L•• F•••••••• L••left Feb 2, 2021, registered Jul 25, 2022 (538 days) · Affiliated broker-dealer or bank to independent RIA
- P•• M•••••• A•••••• S••••••••• I••• to L•••• F••• A••••••• S•••••••left Jun 1, 2020, registered Jun 9, 2020 (8 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to P•• M•••••• A•••••• S••••••••• I•••left Dec 31, 2011, registered Mar 14, 2016 (1535 days) · Other
- W••••••• F•••••••• S•••••••• I••• to O•••• F•• I•••left Dec 31, 2008, registered Feb 11, 2009 (42 days) · Other
- P•••• S••••• C••••• left E••••• J•••• for O•••• W•••••• I••• (registered 2026-07-02)Jun 13, 2026 · Advisor changed firm · fact
- P•••• S••••• C••••• left L•• F•••••••• L•• for E••••• J•••• (registered 2023-05-12)Jan 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address