DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A••• B••••••

L•• F•••••••• L••BD affiliatedLubbock, Txdual registrantIAPD 4125207

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• A••• B••••••

At current firm

1 y

since Jan 27, 2025

In the industry

26 y

since Mar 3, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 27, 2025 · Lubbock, Tx
W•••• F•••• A••••••• wirehouse
Apr 2, 2019 to Feb 3, 2025 · Austin, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
May 17, 2017 to Apr 3, 2019 · Lubbock, Tx
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Aug 21, 2012 to Aug 15, 2016 · Columbus, Oh
M••••••••• R••••••••• BD affiliated
May 9, 2007 to Aug 23, 2012 · Washington, Dc
U••• F•••••••• P••••••• S••••••• former
Oct 4, 2005 to Jan 26, 2007 · San Antonio, Tx
A••••••••• A••••••• S••••••• L•• unclassified
Nov 2, 2004 to Jan 26, 2005 · Austin, Tx
E•••••• A••••••• S•••••••• I••• unclassified
Nov 20, 2001 to Mar 11, 2003 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to L•• F•••••••• L••
left Feb 3, 2025, registered Jan 27, 2025 (-7 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••
left Apr 3, 2019, registered Apr 2, 2019 (-1 days) · Affiliated broker-dealer or bank to wirehouse
N••••••••• I••••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 15, 2016, registered May 17, 2017 (275 days) · Other
M••••••••• R••••••••• to N••••••••• I••••••••• A•••••••• L••
left Aug 23, 2012, registered Aug 21, 2012 (-2 days) · Other
U••• F•••••••• P••••••• S••••••• to M••••••••• R•••••••••
left Jan 26, 2007, registered May 9, 2007 (103 days) · Other
A••••••••• A••••••• S••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Jan 26, 2005, registered Oct 4, 2005 (251 days) · Other
E•••••• A••••••• S•••••••• I••• to A••••••••• A••••••• S••••••• L••
left Mar 11, 2003, registered Nov 2, 2004 (602 days) · Other

Signals

J••• A••• B•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2025-01-27)
Feb 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address