DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••• M••••••• E••••••

H•• I••••••••• P•••••••• L••independent RIAAustin, TxIA-onlyIAPD 4185819

Feed of 09/14/2026

At current firm

2 y

since Jun 17, 2024

In the industry

26 y

since May 30, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Wealth Advisorreportedhubrpw.comfirm site, Sep 15, 2026
Professional profile: hubrpw.com/advisors/hip/dawn-edwardsreportedhubrpw.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/dawn-edwardsreportedhubrpw.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

H•• I••••••••• P•••••••• L•• independent RIA current
since Jun 17, 2024 · Austin, Tx
J••• M••••• S••••••••• L•• wirehouse
Apr 14, 2023 to Jun 5, 2024 · Houston, Tx
C•••••• S••••• • C••• I••• national BD
Apr 26, 2021 to Apr 11, 2023 · Bethesda, Md
T• A••••••••• I••••••••• M••••••••• L•• former
May 29, 2019 to Apr 26, 2021 · Austin, Tx
T• A••••••••• I••• former
May 29, 2019 to Apr 26, 2021 · Austin, Tx
C•••••• S••••• • C••• I••• national BD
Mar 16, 2017 to May 21, 2019 · Potomac, Md
S•••••••• A••••••• L•• national BD
Sep 19, 2016 to Jan 10, 2017 · Burlingame, Ca
A••••• A•• P••••••• S••••••• BD affiliated
Sep 22, 2009 to Oct 22, 2014 · Washington, Dc
V•••• F•••••••• A•••••••• I••• BD affiliated
Mar 22, 2005 to May 13, 2009 · Linthicum Heights, Md
M••••• K••••• • C••••••• L•• former
Jul 28, 2004 to Mar 16, 2005 · Houston, Tx
U•••• P••••••• I••••••••• A•••••••• I••• unclassified
Mar 22, 2004 to Aug 5, 2004 · Houston, Tx
B••• C•••••• I••••••••• S••••••••• I•• unclassified
Jun 14, 2002 to Jan 23, 2004 · Houston, Tx
E•••••••• A•••••••• L•• national BD
Apr 8, 2002 to Jun 14, 2002 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to H•• I••••••••• P•••••••• L••
left Jun 5, 2024, registered Jun 17, 2024 (12 days) · Wirehouse to independent RIA
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Apr 11, 2023, registered Apr 14, 2023 (3 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 26, 2021, registered May 29, 2019 (-698 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Apr 26, 2021, registered Apr 26, 2021 (0 days) · channel change inside one enterprise, not a move
C•••••• S••••• • C••• I••• to T• A••••••••• I•••
left May 21, 2019, registered May 29, 2019 (8 days) · Other
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Jan 10, 2017, registered Mar 16, 2017 (65 days) · Affiliated broker-dealer or bank to another
A••••• A•• P••••••• S••••••• to S•••••••• A••••••• L••
left Oct 22, 2014, registered Sep 19, 2016 (698 days) · Other
V•••• F•••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••
left May 13, 2009, registered Sep 22, 2009 (132 days) · Other
M••••• K••••• • C••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Mar 16, 2005, registered Mar 22, 2005 (6 days) · Other
U•••• P••••••• I••••••••• A•••••••• I••• to M••••• K••••• • C••••••• L••
left Aug 5, 2004, registered Jul 28, 2004 (-8 days) · corporate re-registration, not a move
B••• C•••••• I••••••••• S••••••••• I•• to U•••• P••••••• I••••••••• A•••••••• I•••
left Jan 23, 2004, registered Mar 22, 2004 (59 days) · Other
E•••••••• A•••••••• L•• to B••• C•••••• I••••••••• S••••••••• I••
left Jun 14, 2002, registered Jun 14, 2002 (0 days) · Other

Signals

D••• M••••••• E•••••• left J••• M••••• S••••••••• L•• for H•• I••••••••• P•••••••• L•• (registered 2024-06-17)
Jun 5, 2024 · Advisor changed firm · fact
D••• M••••••• E•••••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2023-04-14)
Apr 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address