DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Algie R Horton
Feed of 09/14/2026
Also filed as Al Horton
At current firm
3 y
since Jun 20, 2023
In the industry
25 y
since Feb 27, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Retirement Advisors, LLC other currentsince Jun 20, 2023 · Melrose Park, Il
- Transamerica Retirement Advisors, LLC BD affiliatedMay 19, 2023 to Jun 1, 2023 · Melrose Park, Il
- Park Avenue Securities LLC BD affiliatedMay 23, 2022 to Dec 2, 2022 · Chicago, Il
- Nationwide Investment Advisors, LLC BD affiliatedSep 26, 2019 to Oct 19, 2021 · Columbus, Oh
- Advice And Planning Services BD affiliatedJan 17, 2017 to Aug 12, 2019 · Frisco, Tx
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Retirement Advisors, LLC to Voya Retirement Advisors, LLCleft Jun 1, 2023, registered Jun 20, 2023 (19 days) · Other
- Park Avenue Securities LLC to Transamerica Retirement Advisors, LLCleft Dec 2, 2022, registered May 19, 2023 (168 days) · Affiliated broker-dealer or bank to another
- Nationwide Investment Advisors, LLC to Park Avenue Securities LLCleft Oct 19, 2021, registered May 23, 2022 (216 days) · Affiliated broker-dealer or bank to another
- Advice And Planning Services to Nationwide Investment Advisors, LLCleft Aug 12, 2019, registered Sep 26, 2019 (45 days) · Affiliated broker-dealer or bank to another
Signals
- Algie R Horton left Transamerica Retirement Advisors, Llc for Voya Retirement Advisors, Llc (registered 2023-06-20)Jun 1, 2023 · Advisor changed firm · fact
- Algie R Horton left Park Avenue Securities Llc for Transamerica Retirement Advisors, Llc (registered 2023-05-19)Dec 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address