DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• A• C•••••

J••• M••••• S••••••••• L••wirehouseColumbus, Ohdual registrantIAPD 4246261

Feed of 09/14/2026

Also filed as Trisha Ann Brown

At current firm

3 y

since Jan 24, 2023

In the industry

25 y

since Oct 6, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jan 24, 2023 · Columbus, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 15, 2021 to Jan 11, 2023 · Powell, Oh
H••••••••• F•••••••• A••••••• BD affiliated
May 12, 2014 to Sep 27, 2021 · Worthington, Oh
P•• W••••• M••••••••• BD affiliated
Aug 20, 2012 to Feb 6, 2014 · Columbus, Oh
E••••• J•••• national BD
Mar 22, 2010 to Jul 12, 2012 · Powell, Oh
W•••• F•••• A••••••• wirehouse
Sep 22, 2009 to Mar 8, 2010 · Mason, Oh
F•••• T•••• S••••••••• I••• BD affiliated
Jun 27, 2008 to Sep 25, 2009 · Cincinnati, Oh
E••••• J•••• national BD
Jan 25, 2007 to Jun 24, 2008 · West Chester, Oh
A• G• E•••••• • S•••• I••• unclassified
Jun 22, 2005 to Jul 7, 2006 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jan 11, 2023, registered Jan 24, 2023 (13 days) · Wirehouse to wirehouse
H••••••••• F•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 27, 2021, registered Sep 15, 2021 (-12 days) · Affiliated broker-dealer or bank to wirehouse
P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••
left Feb 6, 2014, registered May 12, 2014 (95 days) · Other
E••••• J•••• to P•• W••••• M•••••••••
left Jul 12, 2012, registered Aug 20, 2012 (39 days) · Other
W•••• F•••• A••••••• to E••••• J••••
left Mar 8, 2010, registered Mar 22, 2010 (14 days) · Wirehouse to affiliated broker-dealer or bank
F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••
left Sep 25, 2009, registered Sep 22, 2009 (-3 days) · Other
E••••• J•••• to F•••• T•••• S••••••••• I•••
left Jun 24, 2008, registered Jun 27, 2008 (3 days) · Other
A• G• E•••••• • S•••• I••• to E••••• J••••
left Jul 7, 2006, registered Jan 25, 2007 (202 days) · Other

Signals

T••••• A• C••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2023-01-24)
Jan 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address