RIA Intelligence

• Ameritas Advisory Services, LLC BD affiliated current
  since Jul 13, 2026 · Charlotte, Nc
• Park Avenue Securities LLC BD affiliated
  Oct 14, 2021 to Jul 27, 2026 · New York, Ny
• Equitable Advisors, LLC national BD
  Feb 24, 2020 to Aug 9, 2021 · Charlotte, Nc
• Mutual Of Omaha Investor Services, Inc. independent RIA
  May 15, 2018 to Apr 16, 2019 · Charlotte, Nc
• Eagle Strategies LLC BD affiliated
  Nov 7, 2017 to Apr 25, 2018 · Dublin, Oh
• Msi Financial Services, Inc. former
  Aug 19, 2014 to Dec 13, 2016 · Galena, Oh
• Sagepoint Financial, Inc. former
  May 9, 2013 to Aug 1, 2014 · Scottsdale, Az
• Osaic Fa, Inc. former
  Oct 11, 2011 to Apr 19, 2013 · Chicago, Il
• Investment Professionals, Inc. former
  Mar 27, 2008 to Jul 20, 2011 · Charlotte, Nc
• Uvest Financial Services Group, Inc. unclassified
  Oct 10, 2005 to Nov 8, 2006 · Charlotte, Nc
• Bofa Advisors, LLC former
  Apr 8, 2005 to Sep 1, 2005 · Charlotte, Nc
• Columbia Management Advisors, Inc. unclassified
  Jul 28, 2004 to Apr 8, 2005 · Boston, Ma
• Bacap Distributors, LLC unclassified
  Jan 1, 2003 to Jul 22, 2004 · Charlotte, Nc
• Stephens BD affiliated
  Feb 22, 2002 to Jan 1, 2003 · Charlotte , Nc

• Park Avenue Securities LLC to Ameritas Advisory Services, LLC
  left Jul 27, 2026, registered Jul 13, 2026 (-14 days) · Affiliated broker-dealer or bank to another
• Equitable Advisors, LLC to Park Avenue Securities LLC
  left Aug 9, 2021, registered Oct 14, 2021 (66 days) · Affiliated broker-dealer or bank to another
• Mutual Of Omaha Investor Services, Inc. to Equitable Advisors, LLC
  left Apr 16, 2019, registered Feb 24, 2020 (314 days) · Other
• Eagle Strategies LLC to Mutual Of Omaha Investor Services, Inc.
  left Apr 25, 2018, registered May 15, 2018 (20 days) · Other
• Msi Financial Services, Inc. to Eagle Strategies LLC
  left Dec 13, 2016, registered Nov 7, 2017 (329 days) · Other
• Sagepoint Financial, Inc. to Msi Financial Services, Inc.
  left Aug 1, 2014, registered Aug 19, 2014 (18 days) · Other
• Osaic Fa, Inc. to Sagepoint Financial, Inc.
  left Apr 19, 2013, registered May 9, 2013 (20 days) · Other
• Investment Professionals, Inc. to Osaic Fa, Inc.
  left Jul 20, 2011, registered Oct 11, 2011 (83 days) · Other
• Uvest Financial Services Group, Inc. to Investment Professionals, Inc.
  left Nov 8, 2006, registered Mar 27, 2008 (505 days) · Other
• Bofa Advisors, LLC to Uvest Financial Services Group, Inc.
  left Sep 1, 2005, registered Oct 10, 2005 (39 days) · Other
• Columbia Management Advisors, Inc. to Bofa Advisors, LLC
  left Apr 8, 2005, registered Apr 8, 2005 (0 days) · Other
• Bacap Distributors, LLC to Columbia Management Advisors, Inc.
  left Jul 22, 2004, registered Jul 28, 2004 (6 days) · Other
• Stephens to Bacap Distributors, LLC
  left Jan 1, 2003, registered Jan 1, 2003 (0 days) · Other

• David M Lieberman left Park Avenue Securities Llc for Ameritas Advisory Services, Llc (registered 2026-07-13)
  Jul 27, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address