DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Robb

Huntington Financial AdvisorsBD affiliatedDenver, Codual registrantIAPD 4394055

Feed of 09/14/2026

Also filed as Michael A Robb

At current firm

1 y

since Aug 27, 2025

In the industry

24 y

since Feb 4, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Huntington Financial Advisors BD affiliated current
since Aug 27, 2025 · Denver, Co
U.S. Bancorp Investments, Inc. former
Feb 13, 2023 to Aug 19, 2025 · Denver, Co
Morgan Stanley wirehouse
Nov 15, 2021 to Nov 2, 2022 · Greenwood Village, Co
Bok Financial Advisors BD affiliated
Jun 28, 2018 to Dec 24, 2019 · Denver, Co
Bok Financial Private Wealth, Inc. independent RIA
Jun 21, 2018 to Jul 20, 2021 · Denver, Co
Bancwest Investment Services, Inc. (Bwis) former
Mar 23, 2017 to Jun 1, 2018 · Thornton, Co
J.P. Morgan Private Wealth Advisors LLC former
Aug 9, 2012 to Nov 22, 2013 · San Francisco, Ca
Neuberger Berman Bd LLC no RAUM
Apr 1, 2003 to Jul 24, 2012 · San Francisco, Ca
UBS Financial Services Inc. wirehouse
Apr 8, 2002 to Sep 11, 2002 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to Huntington Financial Advisors
left Aug 19, 2025, registered Aug 27, 2025 (8 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to U.S. Bancorp Investments, Inc.
left Nov 2, 2022, registered Feb 13, 2023 (103 days) · Wirehouse to affiliated broker-dealer or bank
Bok Financial Private Wealth, Inc. to Bok Financial Advisors
left Jul 20, 2021, registered Jun 28, 2018 (-1118 days) · RIA to affiliated broker-dealer or bank
Bok Financial Advisors to Morgan Stanley
left Dec 24, 2019, registered Nov 15, 2021 (692 days) · Affiliated broker-dealer or bank to wirehouse
Bancwest Investment Services, Inc. (Bwis) to Bok Financial Private Wealth, Inc.
left Jun 1, 2018, registered Jun 21, 2018 (20 days) · Affiliated broker-dealer or bank to independent RIA
J.P. Morgan Private Wealth Advisors LLC to Bancwest Investment Services, Inc. (Bwis)
left Nov 22, 2013, registered Mar 23, 2017 (1217 days) · Other
Neuberger Berman Bd LLC to J.P. Morgan Private Wealth Advisors LLC
left Jul 24, 2012, registered Aug 9, 2012 (16 days) · Other
UBS Financial Services Inc. to Neuberger Berman Bd LLC
left Sep 11, 2002, registered Apr 1, 2003 (202 days) · Other

Signals

Michael Robb left U.S. Bancorp Investments, Inc. for Huntington Financial Advisors (registered 2025-08-27)
Aug 19, 2025 · Advisor changed firm · fact
Michael Robb left Morgan Stanley for U.S. Bancorp Investments, Inc. (registered 2023-02-13)
Nov 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address