RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T•••• S••••
- M•••• W••••• M••••••••• independent RIA currentsince Feb 7, 2022 · Greenville, Sc
- M••••• G••••• A••••••• I••• independent RIASep 4, 2015 to Feb 2, 2022 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseApr 8, 2014 to Sep 9, 2015 · Westerville, Oh
- H•••••••• A••••••• C•••• otherNov 10, 2008 to Mar 13, 2014 · Arlington, Va
- W••••••• F•••••••• S•••••••• I••• formerFeb 8, 2006 to Nov 12, 2008 · Mount Vernon, Wa
- S••••••• F•••••••• S•••••••• I••• formerDec 12, 2002 to Jan 21, 2004 · Marysville, Wa
- W•••••• • R••• formerDec 18, 2001 to Dec 31, 2002 · Lynnwood , Wa
- M••••• G••••• A••••••• I••• to M•••• W••••• M•••••••••left Feb 2, 2022, registered Feb 7, 2022 (5 days) · RIA to RIA
- J••• M••••• S••••••••• L•• to M••••• G••••• A••••••• I•••left Sep 9, 2015, registered Sep 4, 2015 (-5 days) · Other
- H•••••••• A••••••• C•••• to J••• M••••• S••••••••• L••left Mar 13, 2014, registered Apr 8, 2014 (26 days) · Other
- W••••••• F•••••••• S•••••••• I••• to H•••••••• A••••••• C••••left Nov 12, 2008, registered Nov 10, 2008 (-2 days) · Other
- S••••••• F•••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jan 21, 2004, registered Feb 8, 2006 (749 days) · Other
- W•••••• • R••• to S••••••• F•••••••• S•••••••• I•••left Dec 31, 2002, registered Dec 12, 2002 (-19 days) · Other
- J•••• T•••• S•••• left M••••• G••••• A••••••• I••• for M•••• W••••• M••••••••• (registered 2022-02-07)Feb 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address