DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• W••••• C•••••

L•• F•••••••• L••BD affiliatedLemoyne, Pa dual registrantIAPD 4478256

Feed of 09/14/2026

Also filed as R••• W••••• C•••••

At current firm

0 y

since Apr 8, 2026

In the industry

18 y

since Sep 27, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 8, 2026 · Lemoyne, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Oct 27, 2025 to Apr 8, 2026 · Lemoyne, Pa
A••••• A•• P••••••• S••••••• BD affiliated
Sep 6, 2022 to Jan 6, 2025 · Philadelphia, Pa
S••••••• F•••••••• S•••••••• I••• former
Feb 2, 2021 to Jun 24, 2022 · Braintree, Ma
C•••••• A••••••• BD affiliated
Mar 28, 2014 to Nov 10, 2020 · Wyncote, Pa
L•••••• I••••••••• independent RIA
Mar 11, 2014 to Jun 13, 2017 · Fort Washington, Pa
S•• I••••••••• M••••••••• C••• mixed wealth
Oct 1, 2007 to Dec 3, 2010 · Oaks, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Apr 8, 2026, registered Apr 8, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••• A•• P••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Jan 6, 2025, registered Oct 27, 2025 (294 days) · Affiliated broker-dealer or bank to another
S••••••• F•••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••
left Jun 24, 2022, registered Sep 6, 2022 (74 days) · RIA to affiliated broker-dealer or bank
C•••••• A••••••• to S••••••• F•••••••• S•••••••• I•••
left Nov 10, 2020, registered Feb 2, 2021 (84 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Jun 13, 2017, registered Mar 28, 2014 (-1173 days) · Other
S•• I••••••••• M••••••••• C••• to L•••••• I•••••••••
left Dec 3, 2010, registered Mar 11, 2014 (1194 days) · Other

Signals

R••• W••••• C••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-04-08)
Apr 8, 2026 · Advisor changed firm · fact
R••• W••••• C••••• left A••••• A•• P••••••• S••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-10-27)
Jan 6, 2025 · Advisor changed firm · fact
R••• W••••• C••••• left S••••••• F•••••••• S•••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2022-09-06)
Jun 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address