DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••• N••••• K••••
Feed of 09/14/2026
Also filed as T••••• N••••• K••••••••• K••••••••• K••••
At current firm
8 y
since Jun 2, 2018
In the industry
24 y
since May 17, 2002 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 2, 2018 · Alpharetta, Ga
- P•••••••• S••••••••• I••• BD affiliatedAug 2, 2016 to Jan 18, 2018 · Atlanta, Ga
- P•• W••••• M••••••••• BD affiliatedJan 31, 2014 to Jul 2, 2014 · Atlanta, Ga
- S••••••• F•••••••• S•••••••• I••• formerAug 9, 2013 to Jan 28, 2014 · Atlanta, Ga
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAFeb 3, 2012 to Feb 19, 2013 · Atlanta, Ga
- E•••• S••••••••• L•• BD affiliatedJan 4, 2011 to Nov 7, 2011 · Atlanta, Ga
- C•••••• S••••• • C••• I••• national BDSep 2, 2005 to Nov 10, 2009 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedOct 13, 2003 to Sep 9, 2005 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 18, 2018, registered Jun 2, 2018 (135 days) · Other
- P•• W••••• M••••••••• to P•••••••• S••••••••• I•••left Jul 2, 2014, registered Aug 2, 2016 (762 days) · Other
- S••••••• F•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Jan 28, 2014, registered Jan 31, 2014 (3 days) · Other
- M••••• O• O•••• I••••••• S•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Feb 19, 2013, registered Aug 9, 2013 (171 days) · Other
- E•••• S••••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Nov 7, 2011, registered Feb 3, 2012 (88 days) · Other
- C•••••• S••••• • C••• I••• to E•••• S••••••••• L••left Nov 10, 2009, registered Jan 4, 2011 (420 days) · Other
- M••••• S•••••• D• I••• to C•••••• S••••• • C••• I•••left Sep 9, 2005, registered Sep 2, 2005 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address