DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kirk Douglas Michel
Feed of 09/14/2026
At current firm
0 y
since Feb 11, 2026
In the industry
23 y
since Apr 2, 2003 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Thrivent Investment Management Inc. BD affiliated currentsince Feb 11, 2026 · Minneapolis, Mn
- Wesbanco Securities, Inc. BD affiliatedNov 17, 2023 to Feb 2, 2026 · Wheeling, Wv
- Morgan Stanley wirehouseSep 5, 2023 to Nov 8, 2023 · Washington, Dc
- E*Trade Capital Management, LLC formerNov 6, 2017 to Sep 5, 2023 · Washington, Dc
- Advice And Planning Services BD affiliatedFeb 18, 2016 to Oct 20, 2017 · Bethesda, Md
- Pnc Wealth Management BD affiliatedAug 26, 2013 to Dec 17, 2015 · Ellicot City, Md
- Pnc Wealth Management BD affiliatedDec 15, 2008 to Jun 21, 2012 · Potomac, Md
- Pnc Wealth Management BD affiliatedFeb 16, 2006 to May 4, 2007 · Bethesda, Md
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 20, 2004 to Aug 10, 2005 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Wesbanco Securities, Inc. to Thrivent Investment Management Inc.left Feb 2, 2026, registered Feb 11, 2026 (9 days) · Affiliated broker-dealer or bank to another
- Morgan Stanley to Wesbanco Securities, Inc.left Nov 8, 2023, registered Nov 17, 2023 (9 days) · Wirehouse to affiliated broker-dealer or bank
- E*Trade Capital Management, LLC to Morgan Stanleyleft Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- Advice And Planning Services to E*Trade Capital Management, LLCleft Oct 20, 2017, registered Nov 6, 2017 (17 days) · Other
- Pnc Wealth Management to Advice And Planning Servicesleft Dec 17, 2015, registered Feb 18, 2016 (63 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft Aug 10, 2005, registered Feb 16, 2006 (190 days) · Other
Signals
- Kirk Douglas Michel left Wesbanco Securities, Inc. for Thrivent Investment Management Inc. (registered 2026-02-11)Feb 2, 2026 · Advisor changed firm · fact
- Kirk Douglas Michel left Morgan Stanley for Wesbanco Securities, Inc. (registered 2023-11-17)Nov 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address