RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R••• D•••
- P••••••• W••••• G••••• L•• independent RIA currentsince Apr 25, 2023 · Provo, Ut
- T••••••••• C••••••• L•• asset managerMay 31, 2018 to Jun 23, 2023 · Lehi, Ut
- A•••••• I••••••••• A•••••••• L•• formerSep 7, 2016 to May 9, 2018 · South Jordan, Ut
- P••• A••••• S••••••••• L•• BD affiliatedJul 13, 2009 to Sep 7, 2016 · Murray, Ut
- K••• C•••••• A•••••••• L•• formerMar 7, 2007 to Feb 28, 2008 · Draper, Ut
- G••••• W••••• M••••••••• I••• BD affiliatedJan 19, 2007 to Mar 7, 2007 · Draper, Ut
- P••• A••••• S••••••••• L•• BD affiliatedSep 8, 2005 to Jan 19, 2007 · Salt Lake City, Ut
- T••••••••• C••••••• L•• to P••••••• W••••• G••••• L••left Jun 23, 2023, registered Apr 25, 2023 (-59 days) · corporate re-registration, not a move
- A•••••• I••••••••• A•••••••• L•• to T••••••••• C••••••• L••left May 9, 2018, registered May 31, 2018 (22 days) · RIA to RIA · moved with a team
- P••• A••••• S••••••••• L•• to A•••••• I••••••••• A•••••••• L••left Sep 7, 2016, registered Sep 7, 2016 (0 days) · Other
- K••• C•••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Feb 28, 2008, registered Jul 13, 2009 (501 days) · Other
- G••••• W••••• M••••••••• I••• to K••• C•••••• A•••••••• L••left Mar 7, 2007, registered Mar 7, 2007 (0 days) · Other
- P••• A••••• S••••••••• L•• to G••••• W••••• M••••••••• I•••left Jan 19, 2007, registered Jan 19, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address